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CG

Christian Getz

MIZUHO SECURITIES USA LLC
HOUSTON, TX 77010
Some features on this profile are disabled
CRD#: 4299432
CG

Professional summary

Christian Getz, who also goes by Christian M Getz, Christian Getz, is a registered financial professional currently at MIZUHO SECURITIES USA LLC located in Houston, Texas and GREENHILL & CO., LLC located in New York, New York.

Christian is registered as a RR (Registered Representative) and started their career in finance in 2000. Christian has worked at 9 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 10 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Christian M Getz | Christian Getz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christian Getz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 11, 2022 - Present

MIZUHO SECURITIES USA LLC

Office #1: 2 Houston Center - Suite 1600 909 Fannin Street, Houston, TX 77010
BD
CRD#: 19647
HOUSTON, TX
Current

March 27, 2024 - Present

GREENHILL & CO., LLC

Office #1: 1271 Avenue Of The Americas, New York, NY 10020
BD
CRD#: 40290
NEW YORK, NY
Past

October 6, 2015 - May 10, 2022

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
HOUSTON, TX
Past

July 21, 2010 - September 15, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
HOUSTON, TX
Past

October 5, 2009 - June 22, 2010

EVERCORE GROUP L.L.C.

BD
CRD#: 42405
HOUSTON, TX
Past

September 22, 2008 - July 2, 2009

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
HOUSTON, TX
Past

October 25, 2005 - September 22, 2008

LEHMAN BROTHERS INC.

BD
CRD#: 7506
HOUSTON, TX
Past

November 1, 2003 - August 4, 2005

BMO CAPITAL MARKETS CORP.

BD
CRD#: 16686
NEW YORK, NY
Past

November 27, 2000 - November 1, 2003

HARRIS NESBITT CORP.

BD
CRD#: 7299
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/11/2022)
RR
Alaska
(5/11/2022)
RR
Arizona
(5/11/2022)
RR
Arkansas
(5/11/2022)
RR
California
(5/11/2022)
RR
Colorado
(5/11/2022)
RR
Connecticut
(5/11/2022)
RR
Delaware
(5/11/2022)
RR
District of Columbia
(5/11/2022)
RR
Florida
(5/11/2022)
RR
Georgia
(5/11/2022)
RR
Hawaii
(5/11/2022)
RR
Idaho
(5/11/2022)
RR
Illinois
(5/11/2022)
RR
Indiana
(5/11/2022)
RR
Iowa
(5/11/2022)
RR
Kansas
(5/11/2022)
RR
Kentucky
(5/11/2022)
RR
Louisiana
(5/11/2022)
RR
Maine
(5/11/2022)
RR
Maryland
(5/11/2022)
RR
Massachusetts
(5/11/2022)
RR
Michigan
(5/11/2022)
RR
Minnesota
(5/11/2022)
RR
Mississippi
(5/11/2022)
RR
Missouri
(5/11/2022)
RR
Montana
(5/11/2022)
RR
Nebraska
(5/11/2022)
RR
Nevada
(5/11/2022)
RR
New Hampshire
(5/11/2022)
RR
New Jersey
(5/11/2022)
RR
New Mexico
(5/11/2022)
RR
New York
(5/11/2022)
RR
North Carolina
(5/11/2022)
RR
North Dakota
(5/11/2022)
RR
Ohio
(5/11/2022)
RR
Oklahoma
(5/11/2022)
RR
Oregon
(5/11/2022)
RR
Pennsylvania
(5/11/2022)
RR
Puerto Rico
(5/11/2022)
RR
Rhode Island
(5/11/2022)
RR
South Carolina
(5/11/2022)
RR
South Dakota
(5/11/2022)
RR
Tennessee
(5/11/2022)
RR
Texas
(5/11/2022)
RR
Utah
(5/11/2022)
RR
Vermont
(5/11/2022)
RR
Virginia
(5/11/2022)
RR
Washington
(5/11/2022)
RR
West Virginia
(5/11/2022)
RR
Wisconsin
(5/11/2022)
RR
Wyoming
(5/11/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 6/15/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/21/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/25/2015
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

G&
GREENHILL & CO., LLC
GREENHILL & CO., LLC

CRD#: 40290 / SEC#: , 8-49000

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1271 Avenue Of The Americas, New York, NY 10020
Mailing Address
1271 Avenue Of The Americas, New York, NY 10020
Phone number
(212) 389-1500
Established
New York since 01/19/1996
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
GREENHILL & CO., INC.OWNER
DALY, BRENDAN GERARDCHIEF COMPLIANCE OFFICER1823142
FALEIRO, GITANJALI PINTOGENERAL COUNSEL4250865
KATZ, MICHALMANGING DIRECTOR - HEAD OF INVESTMENT BANKING2813944
LASKY, MARK RICHARDCHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP6005542
MIZUHO SECURITIES USA LLCMANAGER19647
RIZZIERI, GERALD ANTHONYCHIEF EXECUTIVE OFFICER1751181

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GREENHILL & CO., LLC

CRD#: 40290Houston, TX 77010

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