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Lester Lee Fordham

CRD# 4299155·Registered 2001 - 2023
Previously Registered: Being a previously registered professional could mean that Lester is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Lester Lee Fordham was a registered financial advisor. Lester was a previously registered financial professional and started their career in finance 2001 - 2023. Lester had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

FORDHAM FINANCIAL SERVICES, LLC·CRD# 172598
RIA
Hillsboro, OR
December 17, 2015 - December 12, 2023
OPPENHEIMER & CO. INC.·CRD# 249
RIA
Hillsboro, OR
January 3, 2003 - July 6, 2015
OPPENHEIMER & CO. INC.·CRD# 249
BD
New York, NY
January 3, 2003 - July 6, 2015
CIBC WORLD MARKETS CORP.·CRD# 630
RIA
New York, NY
December 19, 2002 - January 3, 2003
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
February 23, 2001 - January 3, 2003

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Current Firm

FF
FORDHAM FINANCIAL SERVICES, LLC

FORDHAM FINANCIAL SERVICES, LLC | FORDHAM GOODFELLOW FINANCIAL SERVICES, LLC

CRD#: 172598
Oregon
Registered Investment Advisory firm - Oregon (9/30/2026 Termination Requested)
Texas
Registered Investment Advisory firm - Texas (9/30/2026 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

233 Se Second Avenue, Hillsboro, OR 97123

Phone Number

(503) 648-6651

# of Employees

1

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 1/1975 FORDHAM & FORDHAM, PC HILLSBORD, OR, PARTNER OF CPA FIRM FORDHAM GOODFELLOW, LLP, NON INVESTMENT RELATED, APPROX. 150 HOURS/MO AND 60 HOURS/MO DURING TRADE HOURS, CPA MANAGING PRINCIPAL 2) 07/2000 FORDHAM GOODFELLOW, LLP, MANAGING PARTNER, HILLSBORO, OR, CPA FIRM, NON INVESTMENT RELATED, 150 HOURS/MO AND 60 HOURS/MO DURING TRADING HOURS, CPA TAXES AND FINANCIAL STATEMENTS MANAGEMENT ADVISORY SERVICES

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2001About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Jul 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2001About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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