Brian D. Robinson
SHARPEPOINT
Phoenix, AZ 85018
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CRD#: 4299085
Professional summary
Brian David Robinson, CFP® is a registered financial advisor currently at SHARPEPOINT, LLC located in Phoenix, Arizona.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Brian has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 09/25/2012: Robinson Financial Advisors, LLC (RFA, LLC) - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Time Spent 5% - Tax conduit. (2) 03/21/2013: PV SPORTS - Not Investment Related - At Reported Business Location(s) - Business Owner - NO TIME SPENT - RETAIL SALES, INTERNET BASED SALES, SPORTING EQUIPMENT. NOT INVESTMENT OR INSURANCE RELATED. (3) 06/29/2015: SHARPEPOINT PRIVATE CLIENT GROUP - INV REL - 5050 N 40th St., Ste 205, Phoenix, AZ 85018 - DBA FOR SHARPEPOINT, LLC - START 07/01/2015 - 160 Hr/Mo; 130 Hour(s) During Securities Trading (4) 07/13/2015: SHARPEPOINT INSURANCE GROUP - INV REL - 5050 N 40th St., Ste 205, Phoenix, AZ 85018 - NON-VARIABLE INSURANCE - START 07/01/2015 - 5 HR/MO 3 DURING SECS TRDG HRS - INSURANCE AGENT / OWNER. INS TYPE: LIFE.
CRS (Client Relationship Summary) - RIA
Click below to view Brian David Robinson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
January 12, 2018 - Present
SHARPEPOINT, LLC
Office #1: 5090 N. 40th Street Suite 200, Phoenix, AZ 85018RIA
CRD#: 290719
Phoenix, AZ
Past
November 15, 2012 - January 10, 2018
PRIVATE ADVISOR GROUP, LLC
RIA
CRD#: 155216
Phoenix, AZ
Past
October 22, 2012 - January 17, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
PHOENIX, AZ
Past
May 22, 2002 - October 29, 2012
WADDELL & REED
RIA
CRD#: 866
SCOTTSDALE, AZ
Past
September 14, 2001 - October 29, 2012
WADDELL & REED
BD
CRD#: 866
SCOTTSDALE, AZ
Past
January 12, 2001 - July 5, 2001
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WESTLAKE, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SL
SHARPEPOINT, LLC
MCCALEB WEALTH MANAGEMENT | SHARPEPOINT, LLC
CRD#: 290719 / SEC#: 801-119916
RIA
Registered Investment Advisory firm - (12/3/2020 Approved)Arizona
Registered Investment Advisory firm - (12/9/2020 Terminated)California
Registered Investment Advisory firm - (1/8/2021 Terminated)Texas
Registered Investment Advisory firm - (12/9/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(1/12/2018)
IAR
Texas(6/26/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SL
SHARPEPOINT, LLC
MCCALEB WEALTH MANAGEMENT | SHARPEPOINT, LLC
CRD#: 290719 / SEC#: 801-119916
RIA
Registered Investment Advisory firm - (12/3/2020 Approved)Arizona
Registered Investment Advisory firm - (12/9/2020 Terminated)California
Registered Investment Advisory firm - (1/8/2021 Terminated)Texas
Registered Investment Advisory firm - (12/9/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5090 N. 40th Street Suite 200, Phoenix, AZ 85018
Mailing Address
Phone number
(480) 999-3033
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 422 |
| AUM (Assets Under Management) | $ 150,495,638 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
