SF
Scott L. Facchetti
FLAGSHIP WEALTH ADVISORS.
Wakefield, MA 01880
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CRD#: 4298919
SF
Professional summary
Scott Louis Facchetti is a registered financial advisor currently at FLAGSHIP WEALTH ADVISORS, LLC. located in Wakefield, Massachusetts and OSAIC WEALTH, INC. located in Plymouth, Massachusetts.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Scott has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FACCHETTI & FACCHETTI LTD; NON-INVESTMENT RELATED; 16 KENDRICK ROAD SUITE 7 WAREHAM MA 02571; PARTNER; STARTED 01/01/1996; 173 HRS/MTH; 173 HRS/MTH DURING ST HOURS; TAX ADVICE, ACCOUNTNG, PAYROLL, QUICKBOOKS SERVICES, BOOKKEEPING SERVICES, PERSONAL AND ENTITY TAX PREPARATION AND BUSINESS CONSULTING. 2. L&S FINANCIAL SERVICES LTD; NON-INVESTMENT RELATED; 16 KENDRICK ROAD SUITE 7 WAREHAM MA 02571; PARTNER; STARTED 01/01/1986; 1 HR/MTH; 1 HR/MTH DURING ST HOURS; RENTAL PROPERTY OWNERS. 3. FLAGSHIP WEALTH ADVISORS, LLC POSITION: Investment Advisor / Representative NATURE: LLC, Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 02/08/2017 ADDRESS: 301 Edgewater Place, Suite 400, Wakefield MA 01880, United States; DESCRIPTION: Investment advisory.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Louis Facchetti's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 13, 2017 - Present
FLAGSHIP WEALTH ADVISORS, LLC.
Office #1: 301 Edgewater Place Suite 400, Wakefield, MA 01880RIA
CRD#: 131962
Wakefield, MA
Current
September 25, 2009 - Present
OSAIC WEALTH, INC.
Office #1: 50 Resnik Road Suite 300, Plymouth, MA 02360RIA
BD
CRD#: 23131
Plymouth, MA
Past
October 26, 2011 - March 6, 2025
OSAIC WEALTH, INC.
RIA
CRD#: 23131
WAKEFIELD, MA
Past
October 26, 2007 - October 2, 2009
JANNEY MONTGOMERY SCOTT LLC
RIA
CRD#: 463
BOSTON, MA
Past
October 16, 2007 - October 2, 2009
JANNEY MONTGOMERY SCOTT LLC
BD
CRD#: 463
BOSTON, MA
Past
June 28, 2006 - October 26, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
FALMOUTH, MA
Past
March 8, 2006 - October 26, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
FALMOUTH, MA
Past
May 12, 2005 - March 8, 2006
ADVEST, INC.
BD
CRD#: 10
HARTFORD, CT
Past
February 10, 2004 - February 14, 2005
MONY SECURITIES CORPORATION
RIA
CRD#: 4386
WAREHAM, MA
Past
January 1, 2004 - February 14, 2005
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Past
December 20, 2000 - May 16, 2003
ADVEST, INC.
BD
CRD#: 10
HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FW
FLAGSHIP WEALTH ADVISORS, LLC.
FLAGSHIP ADVISORS LLC | FLAGSHIP WEALTH ADVISORS, LLC. | FLAGSHIP FINANCIAL ADVISORS, LLC
CRD#: 131962 / SEC#: 801-112001
RIA
Registered Investment Advisory firm - (11/2/2017 Approved)Arizona
Registered Investment Advisory firm - (11/6/2017 Terminated)Connecticut
Registered Investment Advisory firm - (11/6/2017 Terminated)Florida
Registered Investment Advisory firm - (11/6/2017 Terminated)Louisiana
Registered Investment Advisory firm - (11/8/2017 Terminated)Massachusetts
Registered Investment Advisory firm - (11/6/2017 Terminated)New Jersey
Registered Investment Advisory firm - (1/2/2018 Terminated)New York
Registered Investment Advisory firm - (11/6/2017 Terminated)Texas
Registered Investment Advisory firm - (11/6/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/18/2018)
RR
Connecticut(9/25/2009)
RR
Florida(9/25/2009)
RR
Massachusetts(9/25/2009)
IAR
Massachusetts(2/13/2017)
RR
North Carolina(3/31/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FW
FLAGSHIP WEALTH ADVISORS, LLC.
FLAGSHIP ADVISORS LLC | FLAGSHIP WEALTH ADVISORS, LLC. | FLAGSHIP FINANCIAL ADVISORS, LLC
CRD#: 131962 / SEC#: 801-112001
RIA
Registered Investment Advisory firm - (11/2/2017 Approved)Arizona
Registered Investment Advisory firm - (11/6/2017 Terminated)Connecticut
Registered Investment Advisory firm - (11/6/2017 Terminated)Florida
Registered Investment Advisory firm - (11/6/2017 Terminated)Louisiana
Registered Investment Advisory firm - (11/8/2017 Terminated)Massachusetts
Registered Investment Advisory firm - (11/6/2017 Terminated)New Jersey
Registered Investment Advisory firm - (1/2/2018 Terminated)New York
Registered Investment Advisory firm - (11/6/2017 Terminated)Texas
Registered Investment Advisory firm - (11/6/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
301 Edgewater Place Suite 400, Wakefield, MA 01880
Mailing Address
Phone number
(800) 631-9997
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 698 |
| AUM (Assets Under Management) | $ 607,544,183 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FLAGSHIP WEALTH ADVISORS, LLC.
CRD#: 131962Wakefield, MA 01880TRUST BUT VERIFY
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