Scott Louis Facchetti
Professional Summary
Scott Louis Facchetti is a registered financial advisor currently at FLAGSHIP WEALTH ADVISORS, LLC. located in Wakefield, Massachusetts and OSAIC WEALTH, INC. located in Hingham, Massachusetts. Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Scott has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
FLAGSHIP ADVISORS LLC | FLAGSHIP WEALTH ADVISORS, LLC. | FLAGSHIP FINANCIAL ADVISORS, LLC
Contact Information
Main Address
301 Edgewater Place Suite 400, Wakefield, MA 01880Phone Number
(800) 631-9997# of Employees
7SEC notice filing (13 States and Territories)
Registered to provide investment advisory services in 13 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
765AUM (Assets Under Management)
$748,622,409Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
FLAGSHIP ADVISORS LLC | FLAGSHIP WEALTH ADVISORS, LLC. | FLAGSHIP FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
(1/18/2018)
(9/25/2009)
(9/25/2009)
(9/25/2009)
(2/13/2017)
(3/31/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Scott Louis Facchetti's CRS (Customer Relationship Summary).
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