TF
Tyler T. Frost
EFS ADVISORS
Apple Valley, MN 55124
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CRD#: 4298843
TF
Professional summary
Tyler Thomas Frost, CFP® is a registered financial advisor currently at EFS ADVISORS located in Apple Valley, Minnesota and ADVANCED ADVISOR GROUP, LLC located in Apple Valley, Minnesota.
Tyler is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Tyler has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)TYLER FROST-RENTAL PROPERTIES,NO,CREDIT RIVER TOWNSHIP,MN,RENTAL PROPERTIES,OWNER,08/01/2013,4,0,MAINTAIN AND RENT THE PROPERTIES.#####
2)TYLER FROST & MARK THOMAS FROST-RENTAL PROPERTY;NO;WHITE BEAR TWP, MN 55011;RENTAL PROPERTIES;CO-OWNER;06/01/2011;2,0;MANAGE AND LEASE RENTAL PROPERTIES#####3) Tyler Frost Private Securities Transactions/Benefit Street Partners/KBS Real Estate/Phillips Edison and Company/Resource Real Estate/STIRA Alternatives/WP Carey/Atlas Energy/MDS Energy Development; investment-related PSTs done on a servicing agent only basis since 11/3/17; 1 hour per week
3) YIP TV, investor with a $30,000 share, internet television start-up that's not investment related, marginal time dedicated to activity, none during trading hours
CRS (Client Relationship Summary) - RIA
Click below to view Tyler Thomas Frost's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
November 1, 2017 - Present
EFS ADVISORS
Office #1: 14989 Florence Trail, Apple Valley, MN 55124RIA
CRD#: 115211
Apple Valley, MN
Current
November 1, 2017 - Present
ADVANCED ADVISOR GROUP, LLC
Office #1: 14989 Florence Trail Suite 101, Apple Valley, MN 55124RIA
BD
CRD#: 140393
Apple Valley, MN
Past
June 3, 2010 - October 30, 2017
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
ST PAUL, MN
Past
June 1, 2010 - October 30, 2017
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
ST PAUL, MN
Past
March 11, 2005 - June 7, 2010
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
COON RAPIDS, MN
Past
March 11, 2005 - June 7, 2010
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
COON RAPIDS, MN
Past
August 14, 2002 - March 2, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
MINNEAPOLIS, MN
Past
April 2, 2001 - March 2, 2005
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
April 2, 2001 - March 2, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
January 9, 2001 - January 26, 2001
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EFS ADVISORS
EDUCATOR'S FINANCIAL SERVICES, INC. | EFS ADVISORS LLC | EFS ADVISORS
CRD#: 115211 / SEC#: 801-62857
RIA
Registered Investment Advisory firm - (3/11/2004 Approved)Iowa
Registered Investment Advisory firm - (6/29/2004 Terminated)North Dakota
Registered Investment Advisory firm - (7/26/2004 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/1/2017)
IAR
Arizona(3/25/2024)
RR
California(11/1/2017)
IAR
California(11/21/2023)
RR
Colorado(11/1/2017)
IAR
Colorado(3/5/2024)
RR
Florida(11/1/2017)
IAR
Florida(3/15/2024)
RR
Georgia(11/2/2020)
IAR
Georgia(3/7/2024)
IAR
Idaho(3/5/2024)
RR
Illinois(4/9/2019)
IAR
Illinois(3/5/2024)
IAR
Indiana(3/5/2024)
RR
Iowa(2/20/2019)
RR
Minnesota(11/1/2017)
IAR
Minnesota(11/1/2017)
IAR
Nebraska(3/5/2024)
IAR
North Carolina(3/5/2024)
IAR
Oregon(10/6/2025)
RR
Texas(11/1/2017)
IAR
Texas(3/5/2024)
RR
Washington(11/1/2017)
RR
Wisconsin(11/1/2017)
IAR
Wisconsin(11/21/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EA
EFS ADVISORS
EDUCATOR'S FINANCIAL SERVICES, INC. | EFS ADVISORS LLC | EFS ADVISORS
CRD#: 115211 / SEC#: 801-62857
RIA
Registered Investment Advisory firm - (3/11/2004 Approved)Iowa
Registered Investment Advisory firm - (6/29/2004 Terminated)North Dakota
Registered Investment Advisory firm - (7/26/2004 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1995 East Rum River Drive S, Cambridge, MN 55008
Mailing Address
Phone number
(763) 689-9023
Established
Firm type
Fiscal year end
# of Employees
59
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 29,714 |
| AUM (Assets Under Management) | $ 2,271,853,092 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
