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SL

Shannon M. Larson

AE FINANCIAL SERVICES
TOPEKA, KS 66614
Some features on this profile are disabled
CRD#: 4298639
SL

Professional summary

Shannon Marie Larson, who also goes by Shannon Marie Halbeisen, Shannon Larson, Shannon Marie VIncent, is a registered financial professional currently at AE FINANCIAL SERVICES, LLC located in Topeka, Kansas.

Shannon is registered as a RR (Registered Representative) and started their career in finance in 2010. Shannon has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Shannon Marie Halbeisen | Shannon Larson | Shannon Marie Vincent

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Shannon Marie Larson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 16, 2026 - Present

AE FINANCIAL SERVICES, LLC

Office #1: 2950 Sw Mcclure Road Suite B, Topeka, KS 66614
BD
CRD#: 298608
TOPEKA, KS
Past

October 25, 2017 - September 1, 2023

OSAIC SERVICES, INC.

BD
CRD#: 133763
SCOTTSDALE, AZ
Past

October 25, 2017 - November 3, 2023

FSC SECURITIES CORPORATION

BD
CRD#: 7461
ATLANTA, GA
Past

October 25, 2017 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
OAKDALE, MN
Past

October 25, 2017 - January 27, 2026

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

December 23, 2015 - September 18, 2017

EATON VANCE MANAGEMENT

RIA
CRD#: 104859
BOSTON, MA
Past

August 6, 2014 - September 18, 2017

EATON VANCE DISTRIBUTORS, INC.

BD
CRD#: 37731
BOSTON, MA
Past

July 5, 2013 - July 29, 2014

CETERA ADVISORS LLC

BD
CRD#: 10299
EL SEGUNDO, CA
Past

June 10, 2013 - July 29, 2014

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

February 15, 2010 - May 9, 2013

LPL FINANCIAL LLC

BD
CRD#: 6413
SAN DIEGO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/16/2026)
RR
Kansas
(2/16/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/14/2015
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/12/2010
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AF
AE FINANCIAL SERVICES, LLC
AE FINANCIAL SERVICES, LLC

CRD#: 298608 / SEC#: , 8-70214

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
2950 Sw Mcclure Road Suite B, Topeka, KS 66614
Mailing Address
2950 Sw Mcclure Road Suite B, Topeka, KS 66614
Phone number
(866) 363-9595
Established
Kansas since 08/14/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AE FS HOLDINGS, LLCOWNER
CALLANAN, DAVID JAMESCHIEF EXECUTIVE OFFICER4237166
GOCHENOUR, JOLENE KAYFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER6728358
PIERSON, MELISSA KAYCHIEF COMPLIANCE OFFICER1685017
SCHOLZ, SHAWNPRESIDENT2891167
WOLFE, DAVID ROBBGENERAL COUNSEL AND SECRETARY6603373

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AE FINANCIAL SERVICES, LLC

CRD#: 298608Topeka, KS 66614

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