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CW

Charles F. Warren

MULTNOMAH GROUP
Gresham, OR
Some features on this profile are disabled
CRD#: 4298638
CW

Professional summary

Charles Frederick Warren JR., AIF® is a registered financial advisor currently at MULTNOMAH GROUP, INC. located in Gresham, Oregon.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Charles has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Frederick Warren JR.'s CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

Experience

Current

October 25, 2022 - Present

MULTNOMAH GROUP, INC.

RIA
CRD#: 132131
Gresham, OR
Past

November 18, 2005 - September 30, 2022

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
Gresham, OR
Past

November 18, 2005 - January 6, 2015

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
Portland, OR
Past

April 16, 2003 - December 2, 2005

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
PORTLAND, OR
Past

July 24, 2002 - December 2, 2005

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

December 4, 2000 - August 1, 2002

FARMERS FINANCIAL SOLUTIONS, LLC

BD
CRD#: 103863
WESTLAKE VILLAGE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MG
MULTNOMAH GROUP, INC.
EVERGREEN FINANCIAL ADVISORS, INC. | MULTNOMAH GROUP, INC. | MULTNOMAH CAPITAL, INC.

CRD#: 132131 / SEC#: 801-64554

RIA
Registered Investment Advisory firm - (8/24/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Oregon
(10/25/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/1/2002
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/4/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/6/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/19/2002
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/29/2000
Investment Company Products/Variable Contracts Representative Examination

Current Firm

MG
MULTNOMAH GROUP, INC.
EVERGREEN FINANCIAL ADVISORS, INC. | MULTNOMAH GROUP, INC. | MULTNOMAH CAPITAL, INC.

CRD#: 132131 / SEC#: 801-64554

RIA
Registered Investment Advisory firm - (8/24/2005 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1155 Sw Morrison Street Suite 501, Portland, OR 97205
Mailing Address
Phone number
(503) 772-0159
Established
Firm type
Fiscal year end
# of Employees
22

SEC notice filing (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - PERSONAL ADVISORY SERVICES (3/24/2025)
FORM ADV PART 2A - RETIREMENT PLANS (3/24/2025)

Regulatory assets under management

Total Number of Accounts361
AUM (Assets Under Management)$ 2,219,580,596

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MULTNOMAH GROUP, INC.

CRD#: 132131Gresham, OR

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