Charles F. Warren

MULTNOMAH GROUP

Gresham, OR

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CRD#: 4298638

Professional summary

Charles Frederick Warren JR., AIF® is a registered financial advisor currently at MULTNOMAH GROUP, INC. located in Gresham, Oregon.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Charles has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Pacific Retirement Partners, LLC, co-owner of private entity created as operating company for securities business, conducted at branch, investment related. 2. Fixed insurance sales; as of 11/15/2021; 10% of time spent during business hours; Conducted at branch location; Investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Frederick Warren JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

October 25, 2022 - Present

MULTNOMAH GROUP, INC.

RIA

CRD#: 132131

Gresham, OR

Past

November 18, 2005 - September 30, 2022

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Gresham, OR

Past

November 18, 2005 - January 6, 2015

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

Portland, OR

Past

April 16, 2003 - December 2, 2005

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

PORTLAND, OR

Past

July 24, 2002 - December 2, 2005

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

December 4, 2000 - August 1, 2002

FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863

WESTLAKE VILLAGE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MULTNOMAH GROUP, INC.

EVERGREEN FINANCIAL ADVISORS, INC. | MULTNOMAH GROUP, INC. | MULTNOMAH CAPITAL, INC.

CRD#: 132131 / SEC#: 801-64554

RIA

Registered Investment Advisory firm - (8/24/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(10/25/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/1/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/4/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/6/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/19/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/29/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MULTNOMAH GROUP, INC.

EVERGREEN FINANCIAL ADVISORS, INC. | MULTNOMAH GROUP, INC. | MULTNOMAH CAPITAL, INC.

CRD#: 132131 / SEC#: 801-64554

RIA

Registered Investment Advisory firm - (8/24/2005 Approved)

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Contact information

Main Address

1155 Sw Morrison Street Suite 501, Portland, OR 97205

Mailing Address

Phone number

(503) 772-0159

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - PERSONAL ADVISORY SERVICES (3/24/2025)

FORM ADV PART 2A - RETIREMENT PLANS (3/24/2025)

Regulatory assets under management

Total Number of Accounts	361
AUM (Assets Under Management)	$ 2,219,580,596

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Charles F. Warren

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Frederick Warren JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

FARMERS FINANCIAL SOLUTIONS, LLC

Primary Firm SEC Registration

MULTNOMAH GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/1/2002

Series 63

Date: 12/4/2000

SIE

Date: 1/6/2015

Series 7

Date: 9/19/2002

Series 6

Date: 11/29/2000

Current Firm

MULTNOMAH GROUP, INC.

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MULTNOMAH GROUP, INC.

TRUST BUT VERIFY

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