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JC

Julie M. Cochran

XT CAPITAL PARTNERS
SOUTHPORT, CT
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CRD#: 4298567
JC

Professional summary


Julie Michelle Cochran is a registered financial professional currently at XT CAPITAL PARTNERS, LLC located in Southport, Connecticut.

Julie is registered as a RR (Registered Representative) and started their career in finance in 2001. Julie has worked at 3 firms and has passed the Series 66, SIE, Series 50, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Julie Michelle Cochran's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 18, 2002 - Present

XT CAPITAL PARTNERS, LLC

BD
CRD#: 118719
SOUTHPORT, CT
Past

December 20, 2001 - May 14, 2002

WILSHIRE ASSOCIATES INCORPORATED

BD
CRD#: 6210
SANTA MONICA, CA
Past

October 3, 2001 - November 16, 2001

INVESTOR FORCE SECURITIES, INC.

BD
CRD#: 104318
WAYNE, PA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/23/2005)
RR
Connecticut
(4/18/2002)
RR
Florida
(3/5/2018)
RR
Iowa
(1/3/2005)
RR
Massachusetts
(2/1/2005)
RR
New Jersey
(3/30/2020)
RR
New York
(11/12/2004)
RR
Ohio
(11/30/2004)
RR
Rhode Island
(11/29/2004)
RR
Texas
(3/1/2005)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 11/8/2001
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


XC
XT CAPITAL PARTNERS, LLC
XT CAPITAL PARTNERS | XT CAPITAL PARTNERS, LLC

CRD#: 118719 / SEC#: , 8-53683

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
223 High Meadow Road, Southport, CT 06890
Mailing Address
P.o. Box 551, Westport, CT 06880
Phone number
(212) 909-2680
Established
Delaware since 10/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (16 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
COCHRAN, JULIE MICHELLEMANAGING PARTNER/CHIEF EXECUTIVE OFFICER4298567
MINARD, FRANK PELL LAWRENCEMANAGING PARTNER1251387
MINARD, MARION LYNNEMANAGING PARTNER/CHIEF COMPLIANCE OFFICER3023500
KAPPOTIS, ERNEST DOMENICFINOP4871251

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


XT CAPITAL PARTNERS, LLC

CRD#: 118719Southport, CT

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