JL

John B. Lindquist

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CRD#: 4298334
JL

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Bryant Lindquist was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 2001. John had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

October 13, 2016 - April 17, 2023

JRL CAPITAL ADVISORS LLC

RIA
CRD#: 108162
MANHATTAN BEACH, CA
Past

June 2, 2016 - April 17, 2023

JRL CAPITAL CORPORATION

BD
CRD#: 10225
IRVINE, CA
Past

June 23, 2014 - December 4, 2015

T3 TRADING GROUP, LLC

BD
CRD#: 154431
NEW YORK, NY
Past

March 5, 2012 - February 8, 2013

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
SCOTTSDALE, AZ
Past

November 7, 2011 - February 8, 2013

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
SCOTTSDALE, AZ
Past

May 31, 2001 - July 22, 2003

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 9/26/2016
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


JC
JRL CAPITAL ADVISORS LLC
JRL CAPITAL ADVISORS LLC

CRD#: 108162 / SEC#: 801-57158

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Contact information


Main Address
17 Corporate Plaza Dr 2nd Floor, Newport Beach, CA 92660
Mailing Address
17 Corporate Plaza Dr 2nd Floor, Newport Beach, CA 92660
Phone number
(949) 650-2928
Established
Firm type
Fiscal year end
# of Employees
3

Regulatory assets under management


Total Number of Accounts302
AUM (Assets Under Management)$ 104,698,538

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


JRL CAPITAL ADVISORS LLC

CRD#: 108162

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