Meghan R. Boswick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Meghan Re Boswick, who also goes by Meghan Re Boswick, Meghan L'heureux Hart, Meghan L'heureux Re, Meghan L'heureux Re, was a registered financial professional .
Meghan is a previously registered financial professional and started their career in finance in 2001. Meghan had worked at 7 firms and has passed the Series 66, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2016 - July 12, 2017
AUERBACH GRAYSON & COMPANY LLC
March 16, 2010 - July 22, 2016
GFI SECURITIES LLC
March 11, 2004 - March 19, 2010
KNIGHT CAPITAL AMERICAS, L.P.
December 3, 2002 - August 21, 2003
HILLIARD FARBER SECURITIES CORP.
December 3, 2002 - August 21, 2003
DEALERWEB LLC
February 6, 2002 - November 8, 2002
CONSTELLATION INVESTMENT DISTRIBUTION COMPANY INC.
February 14, 2001 - July 9, 2001
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/19/2004
Limited Representative-Equity Trader ExamCurrent Firm
AUERBACH GRAYSON & COMPANY LLC
CRD#: 30761 / SEC#: , 8-45136
Contact information
FINRA licenses (13 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
