Joel Aronson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joel Aronson, who also goes by Joel Aronson, was a registered financial professional .
Joel is a previously registered financial professional and started their career in finance in 2000. Joel had worked at 5 firms and has passed the Series 66, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2012 - January 2, 2020
AAF WEALTH MANAGEMENT, LLC
March 21, 2007 - October 1, 2012
CSSC BROKERAGE SERVICES, INC.
August 31, 2001 - March 21, 2007
MUTUAL SERVICE CORPORATION
March 19, 2001 - October 1, 2012
TRUSTEE EMPOWERMENT & PROTECTION, INC.
November 24, 2000 - August 31, 2001
FSC SECURITIES CORPORATION
Primary Firm SEC Registration
AAF WEALTH MANAGEMENT, LLC
CRD#: 164646 / SEC#: 801-76885
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AAF WEALTH MANAGEMENT, LLC
CRD#: 164646 / SEC#: 801-76885
Contact information
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 806 |
| AUM (Assets Under Management) | $ 607,331,627 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
