Richard C. Lopresti
MILESTONE ASSET MANAGEMENT GROUP
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CRD#: 4297910
Professional summary
Richard C Lopresti, CFP®, who also goes by Richard C Lopresti, Richard Charles Lopresti, Richard Lopresti, is a registered financial advisor currently at MILESTONE ASSET MANAGEMENT GROUP, LLC .
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Richard has worked at 8 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 10, Series 9, Series 4 and Series 24 exams.
Core Areas of Focus
Business Owners
Corporate Executives
Divorce Planning
Entrepreneurs
High Net Worth Client Needs
Retirement Plan Investment Advice
Biography
Rich LoPresti is a seasoned financial advisor with twenty plus years experience in the financial services industry. As a Certified Financial Planner™ (CFP®), his emphasis is on customized portfolio management, with specialties in portfolio construction, risk management and retirement income planning. Prior to starting the Milestone Asset Management Group office in Milford, CT, Rich served in New York as a Wealth Strategist at BakerAvenue, a boutique private investment firm, where he provided financial planning for high net worth families and small businesses. In addition, Rich served as an Account Executive at Fidelity Investments where he focused on all aspects of wealth management, from the accumulation of assets, preservation, retirement distribution and tax efficient transfer of wealth to future generations. Prior to his work at Fidelity, Rich began his finance career with E*TRADE Financial where he contributed to opening the 1st retail branch in New York City.
Something You Don’t Know About Rich
In 1989, he learned to sell solutions early on in his career. Employed at age eleven, he helped increase sales of expensive baseball card sets at a local collectables dealer with his suggestion to break up the complete sets into more affordable team groupings. His reasoning? No kid could afford the whole set, but they would love to own all the cards from their favorite teams. I guess that could be called marketing to the micro-customer! By the way, Rich has quite an extensive baseball card collection from his earnings as a young man. Quite a businessman at an early age. He has come a long way since then, but has never lost his knack for identifying a problem, thoroughly researching, and creating an effective, end-to-end solution.
Question & Answer
What are your service offerings?
Social Security Planning
Comprehensive Financial Planni...
Investment Planning
Retirement Planning
Insurance Planning
Tax Planning
Small Business Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Richard C Lopresti | Richard Charles Lopresti | Richard Lopresti
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Richard C Lopresti's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
August 16, 2018 - Present
MILESTONE ASSET MANAGEMENT GROUP, LLC
RIA
CRD#: 282896
Past
March 28, 2018 - August 10, 2018
EDWARD JONES
RIA
CRD#: 250
MILFORD, CT
Past
March 26, 2018 - August 10, 2018
EDWARD JONES
BD
CRD#: 250
MILFORD, CT
Past
May 15, 2013 - June 22, 2016
BAKERAVENUE
RIA
CRD#: 132657
NEW YORK, NY
Past
March 31, 2011 - September 21, 2011
WADDELL & REED
RIA
CRD#: 866
HAMDEN, CT
Past
March 31, 2011 - September 21, 2011
WADDELL & REED
BD
CRD#: 866
HAMDEN, CT
Past
February 6, 2006 - September 24, 2010
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
FAIRFIELD, CT
Past
November 9, 2005 - September 23, 2010
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
FAIRFIELD, CT
Past
March 11, 2005 - October 12, 2005
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
May 2, 2001 - January 21, 2005
E*TRADE SECURITIES LLC
BD
CRD#: 29106
JERSEY CITY, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MILESTONE ASSET MANAGEMENT GROUP, LLC
MEZHERITSKIY, MICHAEL | MILESTONE ASSET MANAGEMENT GROUP, LLC
CRD#: 282896 / SEC#: 801-128334
RIA
Registered Investment Advisory firm - (7/14/2023 Approved)Connecticut
Registered Investment Advisory firm - (8/1/2023 Terminated)New York
Registered Investment Advisory firm - (7/31/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(8/16/2018)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
MILESTONE ASSET MANAGEMENT GROUP, LLC
MEZHERITSKIY, MICHAEL | MILESTONE ASSET MANAGEMENT GROUP, LLC
CRD#: 282896 / SEC#: 801-128334
RIA
Registered Investment Advisory firm - (7/14/2023 Approved)Connecticut
Registered Investment Advisory firm - (8/1/2023 Terminated)New York
Registered Investment Advisory firm - (7/31/2023 Terminated)Loading...
Contact information
Main Address
302 West Main Street Suite 206, Avon, CT 06001
Mailing Address
Phone number
(860) 259-4800
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 716 |
| AUM (Assets Under Management) | $ 308,965,271 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
