Richard C Lopresti
CFP®Professional Summary
Richard C Lopresti, CFP®, who also goes by Richard C Lopresti, Richard Charles Lopresti, Richard Lopresti, is a registered financial advisor currently at MILESTONE ASSET MANAGEMENT GROUP, LLC. Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Richard has worked at 8 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 10, Series 9, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Social Security & Medicare Planning
- Financial Planning
- Investment Management
- Retirement Planning
- Risk Management & Insurance
- Tax Planning
- Business Services
Specializations
Biography
Rich LoPresti is a seasoned financial advisor with twenty plus years experience in the financial services industry. As a Certified Financial Planner™ (CFP®), his emphasis is on customized portfolio management, with specialties in portfolio construction, risk management and retirement income planning. Prior to starting the Milestone Asset Management Group office in Milford, CT, Rich served in New York as a Wealth Strategist at BakerAvenue, a boutique private investment firm, where he provided financial planning for...
Other Aliases
Richard C Lopresti, Richard Charles Lopresti, Richard Lopresti
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Videos & Posts
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
MEZHERITSKIY, MICHAEL | MILESTONE ASSET MANAGEMENT GROUP, LLC
Contact Information
Main Address
302 West Main Street Suite 206b, Avon, CT 06001Phone Number
(860) 259-4800# of Employees
7SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
716AUM (Assets Under Management)
$308,965,271Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
MEZHERITSKIY, MICHAEL | MILESTONE ASSET MANAGEMENT GROUP, LLC
State Registrations and Notice Filings
(8/16/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2009About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2009About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Richard C Lopresti's CRS (Customer Relationship Summary).
Services Offered by Richard
- Social Security & Medicare Planning
- Financial Planning
- Investment Management
- Retirement Planning
- Risk Management & Insurance
- Tax Planning
- Business Services
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