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TB

Thomas W. Badgett

GULF COAST RIA
BAYTOWN, TX 77520
Some features on this profile are disabled
CRD#: 4297851
TB

Professional summary

Thomas Wyman Badgett is a registered financial advisor currently at GULF COAST RIA located in Baytown, Texas.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Thomas has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Wyman Badgett's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 21, 2022 - Present

GULF COAST RIA

Office #1: 410 Schilling, Ste A, Baytown, TX 77520
RIA
CRD#: 317550
BAYTOWN, TX
Past

August 29, 2012 - August 3, 2022

TRADINGBLOCK

BD
CRD#: 128605
BAYTOWN, TX
Past

March 6, 2006 - August 31, 2012

BROKERSXPRESS LLC

RIA
CRD#: 127081
BAYTOWN, TX
Past

May 26, 2005 - August 31, 2012

BROKERSXPRESS LLC

BD
CRD#: 127081
BAYTOWN, TX
Past

August 7, 2001 - June 1, 2005

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(6/21/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/2/2006
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 4/28/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/20/2005
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/6/2001
Investment Company Products/Variable Contracts Representative Examination

Current Firm

GC
GULF COAST RIA
GULF COAST REGISTERED INVESTMENT ADVISOR LLC | GULF COAST RIA

CRD#: 317550 / SEC#:

Texas
Registered Investment Advisory firm - (6/21/2022 Approved)
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Contact information

Main Address
410 Schilling, Ste A, Baytown, TX 77520
Mailing Address
Po Box 360, Baytown, TX 77522
Phone number
(281) 422-3200
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Red Flags

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Company Information

GULF COAST RIA

CRD#: 317550Baytown, TX 77520

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