TJ
Travis M. James
BENEDICT FINANCIAL ADVISORS
ATLANTA, GA 30328
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CRD#: 4297837
TJ
Professional summary
Travis Matthew James, CFP® is a registered financial advisor currently at BENEDICT FINANCIAL ADVISORS, INC. located in Atlanta, Georgia and LPL FINANCIAL LLC located in Atlanta, Georgia.
Travis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Travis has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Estate Planning
Retirement Planning
Tax Planning
Retirement Income Management
Social Security Planning
Investment Planning
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 6/15/2009 - BENEDICT FINANCIAL - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 9/16/2014 - BENEDICT FINANCIAL ADVISORS, INC. - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR HYBRID - Started 10/01/2012 - 150 Hours Per Month/130 Hours During Securities Trading - Provide Advisory services account management. 3. 02/16/2024 - Benedict Financial Group, Inc. - Inv Related - At Reported Business Location(s) - Insurance Agency - Started: 1/26/2024 - 1 Hr/Mo; 0 Hr During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Travis Matthew James's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
May 21, 2004 - Present
BENEDICT FINANCIAL ADVISORS, INC.
Office #1: 6000 Lake Forrest Drive Suite 550, Atlanta, GA 30328RIA
CRD#: 116690
ATLANTA, GA
Current
January 10, 2002 - Present
LPL FINANCIAL LLC
Office #1: 6000 Lake Forrest Dr, Ste. 550, Atlanta, GA 30328RIA
BD
CRD#: 6413
Atlanta, GA
Past
December 23, 2009 - September 23, 2014
LPL FINANCIAL LLC
RIA
CRD#: 6413
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BENEDICT FINANCIAL ADVISORS, INC.
BENEDICT FINANCIAL ADVISORS, INC. | BENEDICT FNANCIAL ADVISORS, INC.
CRD#: 116690 / SEC#: 801-77715
RIA
Registered Investment Advisory firm - (3/6/2013 Approved)Florida
Registered Investment Advisory firm - (2/5/2014 Terminated)Georgia
Registered Investment Advisory firm - (2/5/2014 Terminated)North Carolina
Registered Investment Advisory firm - (2/5/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/14/2020)
RR
Arkansas(4/14/2020)
RR
California(4/14/2020)
RR
Florida(4/14/2020)
RR
Georgia(1/23/2003)
IAR
Georgia(5/21/2004)
RR
Indiana(4/14/2020)
IAR
Michigan(3/8/2013)
RR
Michigan(4/14/2020)
RR
Minnesota(12/5/2023)
RR
New York(4/14/2020)
RR
North Carolina(4/14/2020)
RR
Ohio(4/14/2020)
RR
Pennsylvania(4/14/2020)
RR
South Carolina(4/14/2020)
RR
Tennessee(4/14/2020)
IAR
Texas(8/7/2022)
RR
Texas(12/1/2023)
RR
Virginia(4/14/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BF
BENEDICT FINANCIAL ADVISORS, INC.
BENEDICT FINANCIAL ADVISORS, INC. | BENEDICT FNANCIAL ADVISORS, INC.
CRD#: 116690 / SEC#: 801-77715
RIA
Registered Investment Advisory firm - (3/6/2013 Approved)Florida
Registered Investment Advisory firm - (2/5/2014 Terminated)Georgia
Registered Investment Advisory firm - (2/5/2014 Terminated)North Carolina
Registered Investment Advisory firm - (2/5/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6000 Lake Forrest Drive Suite 550, Atlanta, GA 30328-5901
Mailing Address
Phone number
(770) 671-8228
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 729 |
| AUM (Assets Under Management) | $ 474,950,483 |
Red Flags
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Company Information
BENEDICT FINANCIAL ADVISORS, INC.
CRD#: 116690Atlanta, GA 30328TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
