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Dennis Joseph Snyder

CRD# 429777·Registered 1973 - 2016
Previously Registered: Being a previously registered professional could mean that Dennis is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Dennis Joseph Snyder was a registered financial advisor. Dennis was a previously registered financial professional and started their career in finance 1973 - 2016. Dennis had worked at 13 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

53 years in the financial services industry

Current & Past Employments

IFS SECURITIES·CRD# 40375
BD
Atlanta, GA
November 3, 2011 - May 23, 2016
OSAIC WEALTH, INC.·CRD# 23131
BD
Saint Bonifacius, MN
March 1, 2007 - November 9, 2011
UNITED SECURITIES ALLIANCE, INC.·CRD# 36487
BD
Shorewood, MN
July 7, 2004 - March 1, 2007
LPL FINANCIAL LLC·CRD# 6413
BD
Fort Mill, SC
July 21, 1986 - July 8, 2004
MILLER JOHNSON STEICHEN KINNARD, INC.·CRD# 694
BD
June 3, 1985 - July 29, 1986
MARCHE' SECURITIES, INC.·CRD# 14948
BD
March 21, 1985 - June 3, 1985
ROBERT W. BAIRD & CO. INCORPORATED·CRD# 8158
BD
September 23, 1982 - March 11, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
April 8, 1981 - April 26, 1985
BECKER PARIBAS INCORPORATED·CRD# 7635
BD
August 18, 1978 - March 19, 1981
WHITE, WELD & CO. INCORPORATED·CRD# 6802
BD
April 17, 1978 - September 12, 1978
MORGAN STANLEY DW INC.·CRD# 7556
BD
February 28, 1978 - May 15, 1978
REYNOLDS SECURITIES, INC.·CRD# 712
BD
August 2, 1976 - February 28, 1978
FORESTERS FINANCIAL SERVICES, INC.·CRD# 305
BD
January 2, 1973 - September 5, 1976

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Current Firm

IS
IFS SECURITIES

ALZAID FINANCIAL SERVICES, INC. | INTERNATIONAL FINANCIAL SOLUTIONS, INC. | IFS SECURITIES, INC | IFS SECURITIES | IFS EQUITY | IFS CAPITAL MARKETS | IFS ADVISORY, LLC

CRD#: 40375 / SEC#: 8-49020
BD
Terminated by SEC on 02/28/2020

Contact Information

Established

Pennsylvania since 09/21/1993

Firm Type

Corporation

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
IFS GROUP, INC.FOREIGN ENTITY/DIRECT OWNER—
MCKENZIE, ALEXYS ULANDOCEO/OWNER2642827
SADLER, JOQUINN THOMASCHIEF COMPLIANCE OFFICER / CHIEF OPERATIONS OFFICER2817763

Disclosures

Regulatory Event

3

Arbitration

1

Financial

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1980About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed May 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 1976About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Dec 1972

Series 24 — General Securities Principal Examination

Passed Jan 1987About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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