Dennis J. Snyder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Joseph Snyder was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1973. Dennis had worked at 13 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 2011 - May 23, 2016
IFS SECURITIES
March 1, 2007 - November 9, 2011
OSAIC WEALTH, INC.
July 7, 2004 - March 1, 2007
UNITED SECURITIES ALLIANCE, INC.
July 21, 1986 - July 8, 2004
LPL FINANCIAL LLC
June 3, 1985 - July 29, 1986
MILLER JOHNSON STEICHEN KINNARD, INC.
March 21, 1985 - June 3, 1985
MARCHE' SECURITIES, INC.
September 23, 1982 - March 11, 1985
ROBERT W. BAIRD & CO. INCORPORATED
April 8, 1981 - April 26, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 18, 1978 - March 19, 1981
BECKER PARIBAS INCORPORATED
April 17, 1978 - September 12, 1978
WHITE, WELD & CO. INCORPORATED
February 28, 1978 - May 15, 1978
MORGAN STANLEY DW INC.
August 2, 1976 - February 28, 1978
REYNOLDS SECURITIES, INC.
January 2, 1973 - September 5, 1976
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/21/1972
Registered Representative ExaminationCurrent Firm
IFS SECURITIES
CRD#: 40375 / SEC#: , 8-49020
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
| Financial | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
