Timothy P. Gits
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Patrick Gits was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2000. Timothy had worked at 8 firms and has passed the Series 63, Series 57TO, Series 99TO, Series 3, SIE, Series 55, Series 7, Series 27, Series 30, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 16, 2020 - March 14, 2023
QUANTITATIVE BROKERS, LLC
September 3, 2009 - October 22, 2020
MELVILLE ISLAND, LLC
November 29, 2007 - March 3, 2009
ABN AMRO CLEARING USA LLC
December 20, 2005 - October 29, 2007
SPIKE FINANCIAL SERVICES, LLC
September 17, 2002 - December 31, 2003
NT SECURITIES LLC
July 22, 2002 - September 30, 2002
POINT DIREX SECURITIES, LLC
February 23, 2001 - June 27, 2002
EXT ELECTRONIC EXCHANGE TRADING, INC.
December 6, 2000 - February 23, 2001
RUMSON CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 1/22/2001
Limited Representative-Equity Trader ExamCurrent Firm
QUANTITATIVE BROKERS, LLC
CRD#: 169876 / SEC#: , 8-69396
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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