Mary F. Spears
Professional summary
Mary Frances Spears was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Mary is a previously registered financial advisor and started their career in finance in 2000. Prior to being barred, Mary had worked at 6 firms, which includes PRIVATE CONSULTING GROUP INC., THE LINCOLN NATIONAL LIFE INSURANCE COMPANY, OSAIC FA INC., AMERIPRISE FINANCIAL SERVICES LLC, IDS LIFE INSURANCE COMPANY, FORESTERS EQUITY SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2004 - June 29, 2005
PRIVATE CONSULTING GROUP, INC.
March 12, 2004 - June 29, 2005
PRIVATE CONSULTING GROUP, INC.
May 29, 2003 - April 2, 2004
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
May 29, 2003 - April 2, 2004
OSAIC FA, INC.
May 27, 2003 - April 2, 2004
OSAIC FA, INC.
April 2, 2002 - May 30, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
October 11, 2001 - May 30, 2003
IDS LIFE INSURANCE COMPANY
October 11, 2001 - May 30, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
November 15, 2000 - July 13, 2001
FORESTERS EQUITY SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
PRIVATE CONSULTING GROUP, INC.
CRD#: 45053 / SEC#: , 8-50980
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
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