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Jennifer Lynn Cook

CRD# 4297566·Registered 2003 - 2023
Previously Registered: Being a previously registered professional could mean that Jennifer is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jennifer Lynn Cook, who also goes by Jennifer Lynn Cook, Jennifer Lynn Duffy, was a registered financial advisor. Jennifer was a previously registered financial professional and started their career in finance 2003 - 2023. Jennifer had worked at 12 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jennifer Lynn Cook, Jennifer Lynn Duffy

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

JMC WEALTH·CRD# 140984
RIA
Chicago, IL
August 24, 2019 - June 6, 2023
SEQUOIA WEALTH MANAGEMENT, LLC·CRD# 170543
RIA
Deland, FL
March 29, 2019 - June 2, 2023
LPL FINANCIAL LLC·CRD# 6413
BD
Deland, FL
March 1, 2019 - July 12, 2023
LPL FINANCIAL LLC·CRD# 6413
RIA
Plainfield, IL
February 12, 2016 - January 31, 2019
LPL FINANCIAL LLC·CRD# 6413
BD
Plainfield, IL
February 12, 2016 - January 31, 2019
VESTOR CAPITAL, LLC·CRD# 165855
RIA
Chicago, IL
September 23, 2014 - October 9, 2015
VESTOR CAPITAL SECURITIES, LLC·CRD# 15809
BD
Chicago, IL
September 23, 2014 - October 9, 2015
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS·CRD# 169045
RIA
Edmond, OK
December 26, 2013 - December 16, 2014
LPL FINANCIAL LLC·CRD# 6413
BD
Edmond, OK
November 15, 2013 - September 29, 2014
SECURITIES SERVICE NETWORK, LLC·CRD# 13318
BD
Edmond, OK
June 22, 2009 - November 15, 2013
OSAIC SERVICES, INC.·CRD# 133763
BD
Edmond, OK
October 31, 2005 - June 24, 2009
SUNAMERICA SECURITIES, INC.·CRD# 20068
BD
Phoenix, AZ
August 18, 2004 - October 31, 2005
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Oklahoma City, OK
September 5, 2003 - May 26, 2004
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
August 4, 2003 - May 26, 2004
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
August 4, 2003 - May 26, 2004
SECURITIES AMERICA, INC.·CRD# 10205
BD
Lavista, NE
March 14, 2003 - July 7, 2003

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Current Firm

JW
JMC WEALTH

JMC WEALTH | JMC WEALTH MANAGEMENT, INC.

CRD#: 140984
Illinois
Registered Investment Advisory firm - Illinois (7/21/2006 Approved)

Contact Information

Main Address

1017 West Washington Blvd. Suite 3h, Chicago, IL 60607-2107

Phone Number

(312) 275-1900

# of Employees

2

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 3/1/2019 - JMC WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 3/13/2019 - Sequoia Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Licensed Admin. - Start Date: 03/2019 - 16 Hours Per Month/16 Hours During Securities Trading - Time Spent 10% - I provide administrative support to Sequoia Wealth Management, an independent investment advisor firm. I started this business activity in 03/2019. I expect to spend approximately 16 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2003About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2003About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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