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JC

Jennifer L. Cook

Some features on this profile are disabled
CRD#: 4297566
JC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jennifer Lynn Cook, who also goes by Jennifer Lynn Duffy, was a registered financial professional .

Jennifer is a previously registered financial professional and started their career in finance in 2003. Jennifer had worked at 12 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jennifer Lynn Duffy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 24, 2019 - June 6, 2023

JMC WEALTH

RIA
CRD#: 140984
Chicago, IL
Past

March 29, 2019 - June 2, 2023

SEQUOIA WEALTH MANAGEMENT, LLC

RIA
CRD#: 170543
DELAND, FL
Past

March 1, 2019 - July 12, 2023

LPL FINANCIAL LLC

BD
CRD#: 6413
DELAND, FL
Past

February 12, 2016 - January 31, 2019

LPL FINANCIAL LLC

RIA
CRD#: 6413
PLAINFIELD, IL
Past

February 12, 2016 - January 31, 2019

LPL FINANCIAL LLC

BD
CRD#: 6413
PLAINFIELD, IL
Past

September 23, 2014 - October 9, 2015

VESTOR CAPITAL, LLC

RIA
CRD#: 165855
CHICAGO, IL
Past

September 23, 2014 - October 9, 2015

VESTOR CAPITAL SECURITIES, LLC

BD
CRD#: 15809
CHICAGO, IL
Past

December 26, 2013 - December 16, 2014

HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS

RIA
CRD#: 169045
EDMOND, OK
Past

November 15, 2013 - September 29, 2014

LPL FINANCIAL LLC

BD
CRD#: 6413
EDMOND, OK
Past

June 22, 2009 - November 15, 2013

SECURITIES SERVICE NETWORK, LLC

BD
CRD#: 13318
EDMOND, OK
Past

October 31, 2005 - June 24, 2009

OSAIC SERVICES, INC.

BD
CRD#: 133763
EDMOND, OK
Past

August 18, 2004 - October 31, 2005

SUNAMERICA SECURITIES, INC.

BD
CRD#: 20068
PHOENIX, AZ
Past

September 5, 2003 - May 26, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
OKLAHOMA CITY, OK
Past

August 4, 2003 - May 26, 2004

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

August 4, 2003 - May 26, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN
Past

March 14, 2003 - July 7, 2003

SECURITIES AMERICA, INC.

BD
CRD#: 10205
LAVISTA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/8/2003
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/12/2003
General Securities Representative Examination

Current Firm

JW
JMC WEALTH
JMC WEALTH | JMC WEALTH MANAGEMENT, INC.

CRD#: 140984 / SEC#:

Illinois
Registered Investment Advisory firm - (7/21/2006 Approved)
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Contact information

Main Address
1017 West Washington Blvd. Suite 3e And Suite 3h, Chicago, IL 60607-2107
Mailing Address
Phone number
(312) 275-1900
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JMC WEALTH

CRD#: 140984

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