Peterson C. Thornton

SYMETRA SECURITIES

Bellevue, WA 98004-5153

Some features on this profile are disabled

CRD#: 4297530

Professional summary

Peterson C Thornton, who also goes by P.c. Thornton, Pc Thornton, is a registered financial professional currently at SYMETRA SECURITIES, INC. located in Bellevue, Washington.

Peterson is registered as a RR (Registered Representative) and started their career in finance in 2001. Peterson has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

P.c. Thornton | Pc Thornton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peterson C Thornton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 13, 2016 - Present

SYMETRA SECURITIES, INC.

Office #1: 777 108th Avenue Ne Suite 1200, Bellevue, WA 98004-5153

CRD#: 739

Bellevue, WA

Past

December 2, 2009 - January 15, 2016

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 107622

LADERA RANCH, CA

Past

July 28, 2005 - November 3, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

LOS ANGELES, CA

Past

January 3, 2003 - November 3, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

LAS VEGAS, NV

Past

February 7, 2001 - November 6, 2002

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(6/13/2016)

Washington
(1/23/2020)

Exams

State Security Law Exam

IAR

Series 66

Date: 8/27/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/15/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/1/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/6/2001

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

SYMETRA SECURITIES, INC.

SAFECO SECURITIES, INC. | SYMETRA SECURITIES, INC.

CRD#: 739 / SEC#: , 8-13470

Broker-Dealer Firm Regulated by FINRA (Denver district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

777 108th Ave Ne, Suite 1200, Bellevue, WA 98004-5135

Mailing Address

777 108th Ave Ne, Suite 1200, Bellevue, WA 98004-5135

Phone number

(800) 796-3872

Established

Washington since 08/24/1967

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
SYMETRA FINANCIAL CORPORATION	OWNER
BALKOVETZ, CHANTEL LEE	DIRECTOR	2490011
DIMITRI, DAVID MICHAEL	SECRETARY	4806001
DOW, SHANEN LYNN	ASSISTANT TREASURER	7676848
ELLIS, COURTNEY LYNN	CHIEF OPERATING OFFICER	5460601
FARRELL, ANDREW MICHAEL	PRESIDENT, DIRECTOR	4463467
HANSON, COLLEEN	ASSISTANT VICE PRESIDENT, FINANCIAL AND OPERATIONS PRINCIPAL	7271134
MURPHY, COLLEEN MARY	DIRECTOR	4842602
NORBERG, KRISTIN ROUST	VICE PRESIDENT	7033021
OBERDECK, ANDREW A	ASSISTANT SECRETARY	8015633
OTTO, JOSEPHINE R	ASSISTANT SECRETARY	8015301
RABIN, KEVIN WILLIAM	DIRECTOR	7033042
SANDERS, BARBARA ANN	CHIEF COMPLIANCE OFFICER	2206030

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Dale Miller

MORGAN STANLEY

IAR

Moscow, ID

Gregg Quinn

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Redmond, WA

Alyssa Jarman

OSAIC WEALTH, INC.

IAR

Bellevue, WA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Peterson C. Thornton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peterson C Thornton's CRS (Customer Relationship Summary).

Certified licenses

Experience

METLIFE INVESTORS DISTRIBUTION COMPANY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NEW ENGLAND SECURITIES

State Registrations and Notice Filings

Exams

Series 66

Date: 8/27/2008

Series 63

Date: 2/15/2001

SIE

Date: 10/1/2018

Series 7

Date: 3/1/2004

Series 6

Date: 2/6/2001

FINRA

Current Firm

SYMETRA SECURITIES, INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

SYMETRA SECURITIES, INC.

TRUST BUT VERIFY

Similar Advisors