Andrew M. Topps
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Marc Topps, who also goes by Andrew Mark Topps, Andrew Marc Venator, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2001. Andrew had worked at 5 firms and has passed the Series 63, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2007 - December 8, 2014
HOLLAND CAPITAL MANAGEMENT LLC
January 11, 2007 - December 31, 2007
HOLLAND CAPITAL MANAGEMENT, L.P.
September 27, 2005 - June 29, 2007
VESTOR CAPITAL PARTNERS, LLC
September 23, 2002 - September 27, 2005
VESTOR CAPITAL SECURITIES, LLC
September 23, 2002 - November 27, 2006
VESTOR CAPITAL SECURITIES, LLC
January 22, 2001 - September 5, 2002
CITIGROUP GENEVA CAPITAL STRATEGIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
HOLLAND CAPITAL MANAGEMENT LLC
CRD#: 106376 / SEC#: 801-38709
Contact information
Red Flags
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