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AS

Allan D. Snyder

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CRD#: 429743
AS

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Allan David Snyder was a registered financial professional .

Allan is a previously registered financial professional and started their career in finance in 1974. Allan had worked at 2 firms and has passed the F04 and Series 00 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 17, 1984 - July 23, 1987

NATIONWIDE SECURITIES INVESTMENT CORPORATION

BD
CRD#: 14651
Past

March 15, 1984 - July 23, 1987

NATIONWIDE SECURITIES INVESTMENT CORPORATION

BD
CRD#: 14651
Past

April 5, 1974 - July 19, 1985

BENTLEY INVESTMENTS, INC.

BD
CRD#: 6672

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


Principal/Supervisory Exam
RR
F04
Date: 6/20/1973
Financial Principal Examination
Principal/Supervisory Exam
RR
Series 00
Date: 5/16/1973
General Securities Principal Examination

Current Firm


NS
NATIONWIDE SECURITIES INVESTMENT CORPORATION
NATIONWIDE SECURITIES INVESTMENT CORPORATION

CRD#: 14651 / SEC#: , 8-31008

BD
Withdrawn by FINRA on 02/28/1991
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Contact information


Main Address
Mailing Address
Phone number
Established
Florida since 08/22/1983
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


NATIONWIDE SECURITIES INVESTMENT CORPORATION

CRD#: 14651

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