Jon R. Theriault
RS CRUM | Senior Financial Advisor and Co-Owner of RS Crum
Newport Beach, CA 92660
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CRD#: 4297295
Professional summary
Jon Robert Theriault, CFP® is a registered financial advisor currently at RS CRUM INC. located in Newport Beach, California.
Jon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Jon has worked at 3 firms and has passed the Series 63 and Series 7 exams.
Biography
As a principal of RS Crum and a lead advisor to many of the firm's clients, Jon brings 15 years of experience in providing business consulting and mergers and acquisitions services to owners of privately-held businesses, including running his own M&A firm for six years prior to joining RS Crum in 2008. As a result, he offers a unique entrepreneurial perspective and understands the emotional and complex decisions that impact business owners and individuals as they contemplate major transitional events.
Mr. Theriault also has considerable real estate experience, offering additional insight to the common real estate concerns facing clients today. A member of the FPA as well as NAPFA, Jon is also a charter Board Member of The Center for Investment and Wealth Management at UC Irvine.
He has a bachelor degree in business administration from the University of Arizona and and MBA with an emphasis in Finances from Pepperdine University. Jon is married and has three children.
Question & Answer
What are your service offerings?
Business Succession Planning
Retirement Planning
Small Business Planning
Do you have an area of expertise or specialization?
Business Owners
Entrepreneurs
Estate & Generational Planning...
Investment Advice with Ongoing...
Women's Financial Planning Iss...
How do you get paid?
Fee-only
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jon Robert Theriault's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
September 21, 2011 - Present
RS CRUM INC.
Office #1: 4 Upper Newport Plaza Drive Suite 201, Newport Beach, CA 92660RIA
CRD#: 158621
Newport Beach, CA
Past
March 23, 2011 - September 7, 2011
RS CRUM, INC.
RIA
CRD#: 105415
NEWPORT BEACH, CA
Past
January 22, 2001 - May 15, 2002
CITIGROUP GENEVA CAPITAL STRATEGIES INC.
BD
CRD#: 104454
LAGUNA HILLS, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RS CRUM INC.
R. S. CRUM, INC. | RS CRUM INC.
CRD#: 158621 / SEC#: 801-72672
RIA
Registered Investment Advisory firm - (7/15/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/21/2011)
IAR
Texas(10/21/2020)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
RS CRUM INC.
R. S. CRUM, INC. | RS CRUM INC.
CRD#: 158621 / SEC#: 801-72672
RIA
Registered Investment Advisory firm - (7/15/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4 Upper Newport Plaza Drive Suite 201, Newport Beach, CA 92660
Mailing Address
Phone number
(949) 428-9696
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 952 |
| AUM (Assets Under Management) | $ 616,982,377 |
Red Flags
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Company Information
RS CRUM INC.
Senior Financial Advisor and Co-Owner of RS CrumCRD#: 158621Newport Beach, CA 92660TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
