James M. Snowden
Professional summary
James Mcclelland Snowden JR is a registered financial professional currently at HUNTLEIGH SECURITIES CORPORATION located in St. Louis, Missouri.
James is registered as a RR (Registered Representative) and started their career in finance in 1970. James has worked at 7 firms and has passed the Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Mcclelland Snowden JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 21, 1995 - Present
HUNTLEIGH SECURITIES CORPORATION
Office #1: 7800 Forsyth Blvd. 5th Floor, St. Louis, MO 63105August 6, 1984 - November 7, 1995
A. G. EDWARDS & SONS, INC.
June 26, 1984 - May 9, 1991
LEHMAN BROTHERS INC.
February 22, 1978 - June 27, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
August 18, 1975 - February 22, 1978
KUHN LOEB & CO. INCORPORATED
July 2, 1973 - September 5, 1975
DUPONT WALSTON, INCORPORATED
October 9, 1970 - December 21, 1971
GLORE STAATS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationFINRA
Current Firm
HUNTLEIGH SECURITIES CORPORATION
CRD#: 7456 / SEC#: , 8-21893
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CHAMBERS, ROBERT LEWIS | PRESIDENT/DIRECTOR/OWNER | 1231649 |
| GAO CONSULTING, LLC | OWNER | |
| CHAMBERS, ROBERT BARRETT | DIRECTOR | 6963634 |
| LEOPOLD, MICHAEL WARREN | DIRECTOR | 306991 |
| MARSHALL, CATHERINE TERRY | CCO/DIRECTOR/CORPORATE SECRETARY | 1445205 |
| O'CONNELL, CHRISTOPHER CORY | DIRECTOR | 5008251 |
| OVERSCHMIDT, GREG ALFRED | DIRECTOR | 1160877 |
| THOMAS, KAREN LEE | CHIEF OPERATIONS OFFICER AND FIN/OP | 1970467 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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