Richard Charles Morrow JR., CFP | Financial Professional | Canfield, Ohio

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Contact Information

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Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®

Certified Financial PlannerSince 1997

Years of Experience

26 years registered in the securities industry

Current & Past Employments

Current

HBKS WEALTH ADVISORSCurrent·CRD# 112139

RIA

6603 Summit Drive, Canfield, OH 44406

January 17, 2001 - Present

Past

PURSHE KAPLAN STERLING INVESTMENTSPast·CRD# 35747

BD

Canfield, OH

January 2, 2009 - January 5, 2021

SECURITIES AMERICA, INC.Past·CRD# 10205

BD

Boardman, OH

September 30, 2005 - January 7, 2009

CAP PRO BROKERAGE SERVICES, INC.Past·CRD# 103953

BD

Columbus, OH

November 30, 2000 - October 5, 2005

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Current Firm

HW

HBKS WEALTH ADVISORS

CRD#: 112139 / SEC#: 801-60424

RIA

Registered Investment Advisory firm - SEC (7/19/2001 Approved)

Ohio

Registered Investment Advisory firm - Ohio (11/28/2000 Terminated)

Pennsylvania

Registered Investment Advisory firm - Pennsylvania (10/29/2001 Terminated)

Wyoming

Registered Investment Advisory firm - Wyoming (11/9/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

2725 Colonial Ave, Erie, PA 16506

Phone Number

(814) 836-5776

# of Employees

109

SEC notice filing (30 States and Territories)

Registered to provide investment advisory services in 30 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

HBKS WEALTH ADVISORS FORM ADV PART 2A 2-17-26 (2/17/2026)

Regulatory Assets Under Management

Total Number of Accounts

21,190

AUM (Assets Under Management)

$7,661,939,874

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/24/2026	Cover Page	Report
01/20/2026	Cover Page	Report
10/25/2024	Cover Page	Report
07/28/2023	Cover Page	Report

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) HBK SORCE INSURANCE LLC; INVESTMENT RELATED; 7620 MARKET STREET, SUITE 202, BOARDMAN, OH 44512; INSURANCE AGENCY; AGENT; 1/5/09; 80HRS/MO; 1HR DURING TRADING; INSURANCE AGENT.

(2) HILL BARTH & KING LLC; NO; 7620 MARKET STREET, SUITE 202, BOARDMAN OH 44512; PUBLIC ACCOUNTING; CPA; 1/5/09; 80HRS/MO; 1HR DURING TRADING; TAX ACCOUNTING.

(3) HBK Financial Holdings, LLC. Not Investment Related. 6603 Summit Drive, Canfield, OH 44406. Holding Company. Owner/Member. 01/2015. 0 Hrs/Mo; 0 During Trading Hours. Passive Only. No Active Management Responsibilities.

(4) HBK SORCE HOLDINGS LLC; YES; 6603 SUMMIT DRIVE,CANFIELD, OH 44406; DIRECT OWNER; 1/5/09; 0HRS; OHRS; N/A.

(5) RESCUE MISSION OF MAHONING. NOT INVESTMENT RELATED. 962 MARTIN LUTHER KING BLVD, YOUNGSTOWN, OH 44510. HOMELESS SHELTER. TREASURER. 10/2016. 0 HRS/MO; 0 DURING TRADING HOURS. BOARD MEMBER.

(6) PREGNANCY HELP CENTER. NOT INVESTMENT RELATED. 4845 MARKET STREET, SUITE 13, YOUNGSTOWN, OH 44512. HELP CENTER. TREASURER. 10/2016. 0 HRS/MO; 0 DURING TRADING HOURS. BOARD MEMBER.

(7) HBK Erie Realty

(8) HBK Fort Myers Realty

(9) HBK Hermitage Realty

(10) HBK Meadville Realty

(11) HBK Naples Realty. NOT INVESTMENT RELATED. 6603 SUMMIT DR, CANFIELD OH 44406. PASSIVE OWNER. 01/2009. 0HRS MONTH/0TRADING HRS.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HW

HBKS WEALTH ADVISORS

CRD#: 112139 / SEC#: 801-60424

RIA

Registered Investment Advisory firm - SEC (7/19/2001 Approved)

Ohio

Registered Investment Advisory firm - Ohio (11/28/2000 Terminated)

Pennsylvania

Registered Investment Advisory firm - Pennsylvania (10/29/2001 Terminated)

Wyoming

Registered Investment Advisory firm - Wyoming (11/9/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

IAR

Florida
(6/6/2001)

IAR

Ohio
(1/17/2001)

IAR

Pennsylvania
(4/26/2001)

IAR

Texas
(8/5/2002)

IAR

Virginia
(8/14/2001)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.