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Adam P. Davis
FIRST CITIZENS INVESTOR SERVICES
COLUMBIA, SC 29201
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CRD#: 4297181
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Professional summary
Adam Paul Davis, CFP® is a registered financial advisor currently at FIRST CITIZENS INVESTOR SERVICES, INC. located in Columbia, South Carolina.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Adam has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Executive On Call LLC; 208 Heddon Dr, Lexington SC, 29072; Event Planning Consulting; 50/50 Ownership with spouse; Began 08/01/2014; Event planning; 0 hour/month, 0 hours during trading hours; Compensation is from services provided. Non-Investment Related; Business is not a client of the Firm. 2) St. Peters Evangelical Lutheran Church in Lexington, SC, Chairman of the Stewardship & Finance Committee and board member of the Church's Endowment Board; non-investment related; 1130 St. Peters Rd Lexington, SC 29072; Church committees; 1/1/2022; 2 hours/month outside of trading hours; Prepares attends and leads meetings, no signing rights on any accounts or loans of any kind with the church.
CRS (Client Relationship Summary) - RIA
Click below to view Adam Paul Davis's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Adam Paul Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
February 21, 2018 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
Office #1: 1212 Main St, Columbia, SC 29201RIA
BD
CRD#: 44430
COLUMBIA, SC
Current
January 4, 2016 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
Office #1: 1212 Main St, Columbia, SC 29201RIA
BD
CRD#: 44430
COLUMBIA, SC
Past
November 5, 2007 - January 4, 2016
FIRST CITIZENS SECURITIES CORPORATION
BD
CRD#: 140161
COLUMBIA, SC
Past
January 5, 2006 - October 24, 2007
BB&T INVESTMENT SERVICES, INC.
RIA
CRD#: 33856
COLUMBIA, SC
Past
January 5, 2006 - October 24, 2007
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
COLUMBIA, SC
Past
April 8, 2005 - January 6, 2006
BB&T ASSET MANAGEMENT, INC.
RIA
CRD#: 108443
RALEIGH, NC
Past
December 12, 2000 - December 31, 2004
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST CITIZENS INVESTOR SERVICES, INC.
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430 / SEC#: 801-57302, 8-50696
RIA
Registered Investment Advisory firm - SEC (2/22/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
District of Columbia(2/18/2021)
RR
Florida(6/8/2018)
RR
Georgia(2/9/2018)
RR
Maryland(9/28/2021)
RR
North Carolina(2/13/2018)
RR
South Carolina(1/4/2016)
IAR
South Carolina(2/21/2018)
RR
Tennessee(7/24/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST CITIZENS INVESTOR SERVICES, INC.
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430 / SEC#: 801-57302, 8-50696
RIA
Registered Investment Advisory firm - SEC (2/22/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
8540 Colonnade Center Drive, Raleigh, NC 27615-3052
Mailing Address
P.o. Box 27131, Raleigh, NC 27611-7131
Phone number
(919) 986-3546
Established
North Carolina since 01/11/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
322
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST-CITIZENS BANK & TRUST COMPANY | 100% OWNER | |
| BILITER, DAVID LEE | DIRECTOR, PRESIDENT | 1690995 |
| CECE, MARY | SECRETARY | 2135583 |
| LONGEST, MICHAEL LEE | DIRECTOR, SENIOR DIRECTOR WEALTH FINANCE & TECHNOLOGY | 6692593 |
| MARRONE, MARK STEPHEN | CHIEF COMPLIANCE OFFICER | 1987907 |
| MCCALLUM, CHARLES FALCONER III | DIRECTOR, SENIOR DIRECTOR WEALTH RISK & GOVERNANCE | 2697260 |
| WALSH, WILLIAM JAMES | DIRECTOR, FIRST CITIZENS OUTSIDE DIRECTOR | 4883580 |
| WILSON, MICHAEL CHRISTOPHER | DIRECTOR, WEALTH MANAGEMENT EXECUTIVE | 4301352 |
Regulatory assets under management
| Total Number of Accounts | 6,706 |
| AUM (Assets Under Management) | $ 2,098,769,026 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/13/2025 |
Red Flags
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Company Information
FIRST CITIZENS INVESTOR SERVICES, INC.
CRD#: 44430Columbia, SC 29201TRUST BUT VERIFY
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