Michael A. Carpinello
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Anthony Carpinello, who also goes by Michael Anthony Carpinello, Michael Carpinello, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2001. Michael had worked at 12 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 25 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2026 - July 13, 2026
E.F. HUTTON & CO. LLC
February 10, 2025 - January 5, 2026
MADISON GLOBAL PARTNERS LLC
May 28, 2023 - February 5, 2025
US CAPITAL GLOBAL SECURITIES, LLC
December 22, 2021 - April 25, 2023
R. F. LAFFERTY & CO., INC.
August 13, 2018 - September 13, 2019
LUCID CAPITAL MARKETS, LLC
October 7, 2016 - August 13, 2018
FORESTERS FINANCIAL SERVICES, INC.
July 23, 2014 - August 23, 2016
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
July 3, 2012 - February 4, 2014
MORGAN STANLEY
May 29, 2012 - February 4, 2014
MORGAN STANLEY
January 6, 2012 - February 28, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 9, 2002 - April 8, 2003
APRILANTE & BOMBA, INC.
October 8, 2001 - August 6, 2002
W.A. CAPITAL MARKETS
April 20, 2001 - July 31, 2001
DEUTSCHE IXE, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 25
Date: 2/21/2002
NYSE Trading Assistant ExaminationCurrent Firm
E.F. HUTTON & CO. LLC
CRD#: 322687 / SEC#: , 8-70957
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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