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Michael Anthony Carpinello

CRD# 4296822·Registered 2001 - 2026
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Anthony Carpinello, who also goes by Michael Anthony Carpinello, Michael Carpinello, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 2001 - 2026. Michael had worked at 12 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 25 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Anthony Carpinello, Michael Carpinello

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

E.F. HUTTON & CO. LLC·CRD# 322687
BD
New York, NY
February 2, 2026 - July 13, 2026
MADISON GLOBAL PARTNERS LLC·CRD# 285406
BD
Hauppauge, NY
February 10, 2025 - January 5, 2026
US CAPITAL GLOBAL SECURITIES, LLC·CRD# 169544
BD
San Francisco, CA
May 28, 2023 - February 5, 2025
R. F. LAFFERTY & CO., INC.·CRD# 2498
BD
New York, NY
December 22, 2021 - April 25, 2023
LUCID CAPITAL MARKETS, LLC·CRD# 140345
BD
New York, NY
August 13, 2018 - September 13, 2019
FORESTERS FINANCIAL SERVICES, INC.·CRD# 305
BD
Edison, NJ
October 7, 2016 - August 13, 2018
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC·CRD# 18353
BD
Newark, NJ
July 23, 2014 - August 23, 2016
MORGAN STANLEY·CRD# 149777
RIA
New York, NY
July 3, 2012 - February 4, 2014
MORGAN STANLEY·CRD# 149777
BD
New York, NY
May 29, 2012 - February 4, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
January 6, 2012 - February 28, 2012
APRILANTE & BOMBA, INC.·CRD# 44809
BD
New York, NY
October 9, 2002 - April 8, 2003
W.A. CAPITAL MARKETS·CRD# 6292
BD
New York, NY
October 8, 2001 - August 6, 2002
DEUTSCHE IXE, LLC·CRD# 7172
BD
New York, NY
April 20, 2001 - July 31, 2001

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Current Firm

EH
E.F. HUTTON & CO. LLC

E.F. HUTTON & CO. LLC | WH CAPITAL LLC

CRD#: 322687 / SEC#: 8-70957
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

745 Fifth Avenue 34th Floor & Ph, New York, NY 10151

Mailing Address

745 Fifth Avenue 34th Floor & Ph, New York, NY 10151

Phone Number

(212) 970-3700

Established

Delaware since 03/20/2026

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
E.F. HUTTON HOLDINGS LLCMEMBER—
ONESTO, RICHARD ERNESTFINOP/PFO/POO2453096
RALLO, JOSEPH THOMASCEO5184862
SWANSTON, DUNCAN BOSWELLPRESIDENT, CHIEF COMPLIANCE OFFICER5402343

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2022About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed Jul 2012About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2012About the Series 7 exam

Series 25 — NYSE Trading Assistant Examination

Passed Feb 2002

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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