Michele A. Tellstone

MINICHMACGREGOR WEALTH MANAGEMENT

Saratoga Springs, NY 12866

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CRD#: 4296759

Professional summary

Michele Anne Tellstone, who also goes by Michele Anne Herrick, Michele Anne Moore, is a registered financial advisor currently at MINICHMACGREGOR WEALTH MANAGEMENT, LLC located in Saratoga Springs, New York.

Michele is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Michele has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michele Anne Herrick | Michele Anne Moore

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michele Anne Tellstone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 21, 2016 - Present

MINICHMACGREGOR WEALTH MANAGEMENT, LLC

Office #1: 21 Congress Street Suite 203, Saratoga Springs, NY 12866

RIA

CRD#: 151237

Saratoga Springs, NY

Past

January 31, 2007 - January 30, 2015

PKS ADVISORY SERVICES, LLC

RIA

CRD#: 125648

ALBANY, NY

Past

October 20, 2003 - June 28, 2019

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

ALBANY, NY

Past

January 8, 2003 - June 2, 2003

ESSEX NATIONAL SECURITIES, LLC

RIA

CRD#: 25454

ALBANY, NY

Past

January 8, 2003 - June 2, 2003

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

NAPA, CA

Past

November 25, 2002 - December 16, 2002

QUICK & REILLY, INC.

RIA

CRD#: 11217

ALBANY, NY

Past

December 5, 2000 - December 16, 2002

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MINICHMACGREGOR WEALTH MANAGEMENT, LLC

DEUCE MANAGEMENT, LLC | MINICHMACGREGOR WEALTH MANAGEMENT, LLC

CRD#: 151237 / SEC#: 801-70490

RIA

Registered Investment Advisory firm - (8/20/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(5/9/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/8/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/5/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/13/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/4/2000

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/12/2005

General Securities Principal Examination

Current Firm

MINICHMACGREGOR WEALTH MANAGEMENT, LLC

DEUCE MANAGEMENT, LLC | MINICHMACGREGOR WEALTH MANAGEMENT, LLC

CRD#: 151237 / SEC#: 801-70490

RIA

Registered Investment Advisory firm - (8/20/2009 Approved)

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Contact information

Main Address

21 Congress Street Suite 203, Saratoga Springs, NY 12866

Mailing Address

Phone number

(518) 499-4565

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MINICHMACGREGOR WEALTH MANAGEMENT, LLC ADV BROCHURE (4/30/2025)

Regulatory assets under management

Total Number of Accounts	2,698
AUM (Assets Under Management)	$ 630,016,934

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michele A. Tellstone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michele Anne Tellstone's CRS (Customer Relationship Summary).

Certified licenses

Experience

PKS ADVISORY SERVICES, LLC

PURSHE KAPLAN STERLING INVESTMENTS

ESSEX NATIONAL SECURITIES, LLC

ESSEX NATIONAL SECURITIES, LLC

QUICK & REILLY, INC.

QUICK & REILLY, INC.

Primary Firm SEC Registration

MINICHMACGREGOR WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/8/2002

Series 63

Date: 12/5/2000

SIE

Date: 10/1/2018

Series 7

Date: 11/13/2001

Series 6

Date: 12/4/2000

Series 24

Date: 7/12/2005

Current Firm

MINICHMACGREGOR WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MINICHMACGREGOR WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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