Omar T. Jeanty
Professional summary
Omar Tyrone Jeanty was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Omar Tyrone Jeanty, who also goes by Omar Ty Jeanty, Omar Jeanty, Ted Jeanty, Ty Jeanty, Tyrone Jeanty, Omar Jentry, was a registered financial advisor .
Omar is a previously registered financial advisor and started their career in finance in 2000. Omar had worked at 15 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 2016 - May 23, 2017
SPARTAN CAPITAL SECURITIES, LLC
January 13, 2016 - August 2, 2016
VCS VENTURE SECURITIES
June 30, 2014 - January 13, 2016
MCBARRON CAPITAL LLC
February 5, 2013 - June 18, 2014
ALLIED MILLENNIAL PARTNERS, LLC
June 28, 2012 - January 29, 2013
LEGEND SECURITIES, INC.
August 2, 2011 - June 22, 2012
BROOKSTONE SECURITIES, INC.
March 31, 2009 - June 15, 2011
JOHN THOMAS FINANCIAL
August 29, 2008 - September 29, 2008
BRECEK & YOUNG ADVISORS, INC.
August 29, 2008 - September 29, 2008
BRECEK & YOUNG ADVISORS, INC.
July 30, 2008 - September 4, 2008
ANDREW GARRETT INC.
February 26, 2007 - September 4, 2008
ANDREW GARRETT INC.
February 15, 2006 - February 28, 2007
S.W. BACH & COMPANY
August 30, 2004 - December 31, 2005
INVESTORS CAPITAL CORP.
June 24, 2003 - September 2, 2004
JOSEPH STEVENS & CO., INC.
September 25, 2002 - June 23, 2003
SOURCE CAPITAL GROUP, INC.
January 2, 2002 - October 3, 2002
LADENBURG CAPITAL MANAGEMENT INC.
June 27, 2001 - January 2, 2002
LADENBURG THALMANN & CO. INC.
December 4, 2000 - July 9, 2001
LADENBURG CAPITAL MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPARTAN CAPITAL SECURITIES, LLC
CRD#: 146251 / SEC#: , 8-67801
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SPARTAN CAPITAL HOLDINGS, LLC | OWNER | |
| BASIS, THEOLOGOS STAVROS | CHIEF COMPLIANCE OFFICER / AML OFFICER | 2574740 |
| DACOSTA, MAURICE MICHAEL | CFO / FINOP | 5500926 |
| HEILPERN, GERALD MARTIN | MUNICIPAL SECURITIES PRINCIPAL | 241803 |
| LOWRY, JOHN DENNIS | CEO/MANAGING MEMBER | 4336146 |
| MONCHIK, KIM MARIE | CAO | |
| SNOOZY, MARK JAMES | ROSFP | 2822325 |
Disclosures
| Regulatory Event | 8 |
| Civil Event | 1 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
