Robert E. Whitney

POLARIS INVESTMENT ADVISORS

Framingham, MA

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CRD#: 4296689

Professional summary

Robert Earle Whitney, ChFC® is a registered financial advisor currently at POLARIS INVESTMENT ADVISORS, LLC located in Framingham, Massachusetts.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Robert has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) ENROLLED AGENT - TAX PREPARER - WHITNEY & GORE FINANCIAL - 40 SECURITIES TRADING HOURS WEEKLY, 0 NON SECURITIES TRADING HOURS WEEKLY, START DATE 12/1998.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Earle Whitney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

Experience

Current

April 12, 2023 - Present

POLARIS INVESTMENT ADVISORS, LLC

RIA

CRD#: 324093

Framingham, MA

Past

December 23, 2021 - May 31, 2023

POLARIS ADVISORS, LLC

RIA

CRD#: 127217

FRAMINGHAM, MA

Past

February 10, 2016 - December 14, 2021

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

FRAMINGHAM, MA

Past

September 3, 2013 - December 14, 2021

CETERA WEALTH SERVICES, LLC

CRD#: 13572

FRAMINGHAM, MA

Past

November 29, 2007 - September 3, 2013

WALNUT STREET SECURITIES, INC.

CRD#: 15840

FRAMINGHAM, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

POLARIS INVESTMENT ADVISORS, LLC

CRD#: 324093 / SEC#: 801-127125

RIA

Registered Investment Advisory firm - (1/3/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(4/12/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/19/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/26/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/11/2007

General Securities Representative Examination

Current Firm

POLARIS INVESTMENT ADVISORS, LLC

CRD#: 324093 / SEC#: 801-127125

RIA

Registered Investment Advisory firm - (1/3/2023 Approved)

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Contact information

Main Address

615 Concord Street Suite 5, Framingham, MA 01702

Mailing Address

Phone number

(508) 481-2299

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

POLARIS INVESTMENT ADVISORS DISCLOSURE BROCHURE (4/23/2025)

Regulatory assets under management

Total Number of Accounts	295
AUM (Assets Under Management)	$ 178,352,519

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert E. Whitney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Earle Whitney's CRS (Customer Relationship Summary).

Certified licenses

Experience

POLARIS ADVISORS, LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

WALNUT STREET SECURITIES, INC.

Primary Firm SEC Registration

POLARIS INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/19/2008

Series 63

Date: 10/26/2007

SIE

Date: 10/1/2018

Series 7

Date: 10/11/2007

Current Firm

POLARIS INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

POLARIS INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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