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BH

Brenen M. Hofstadter

GENERATIONAL CAPITAL MARKETS
Richardson, TX 75082
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CRD#: 4296591
BH

Professional summary


Brenen Michael Hofstadter, who also goes by Brenan Michael Hofstadter, is a registered financial professional currently at GENERATIONAL CAPITAL MARKETS INC. located in Richardson, Texas.

Brenen is registered as a RR (Registered Representative) and started their career in finance in 2001. Brenen has worked at 2 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Brenan Michael Hofstadter

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Brenen Michael Hofstadter's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 2, 2008 - Present

GENERATIONAL CAPITAL MARKETS INC.

Office #1: 3400 N. Central Expressway Suite 100, Richardson, TX 75082Office #2: 3400 N. Central Expressway Suite 100, Richardson, TX 75082
BD
CRD#: 145869
Richardson, TX
Past

January 22, 2001 - March 12, 2003

CITIGROUP GENEVA CAPITAL STRATEGIES INC.

BD
CRD#: 104454
LAGUNA HILLS, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(11/14/2008)
RR
Alaska
(9/25/2008)
RR
Arizona
(10/6/2008)
RR
Arkansas
(11/14/2008)
RR
California
(9/25/2008)
RR
Colorado
(9/15/2008)
RR
Connecticut
(8/25/2008)
RR
Delaware
(10/10/2008)
RR
District of Columbia
(11/13/2008)
RR
Florida
(8/12/2008)
RR
Georgia
(9/26/2008)
RR
Hawaii
(11/13/2008)
RR
Idaho
(9/25/2008)
RR
Illinois
(8/11/2008)
RR
Indiana
(11/13/2008)
RR
Iowa
(10/22/2008)
RR
Kansas
(10/28/2008)
RR
Kentucky
(9/25/2008)
RR
Louisiana
(11/17/2008)
RR
Maine
(10/28/2008)
RR
Maryland
(10/16/2008)
RR
Massachusetts
(9/3/2008)
RR
Michigan
(10/15/2008)
RR
Minnesota
(12/2/2008)
RR
Mississippi
(10/2/2008)
RR
Missouri
(10/1/2008)
RR
Montana
(10/1/2008)
RR
Nebraska
(11/14/2008)
RR
Nevada
(11/14/2008)
RR
New Hampshire
(11/21/2008)
RR
New Jersey
(11/14/2008)
RR
New Mexico
(11/14/2008)
RR
New York
(11/14/2008)
RR
North Carolina
(9/9/2008)
RR
North Dakota
(10/6/2008)
RR
Ohio
(10/6/2008)
RR
Oklahoma
(11/18/2008)
RR
Oregon
(10/24/2008)
RR
Pennsylvania
(1/23/2009)
RR
Rhode Island
(10/16/2008)
RR
South Carolina
(10/1/2008)
RR
South Dakota
(11/13/2008)
RR
Tennessee
(12/11/2008)
RR
Texas
(11/12/2008)
RR
Utah
(8/26/2008)
RR
Vermont
(10/8/2008)
RR
Virginia
(8/27/2008)
RR
Washington
(9/25/2008)
RR
West Virginia
(11/14/2008)
RR
Wisconsin
(11/13/2008)
RR
Wyoming
(9/22/2008)

Exams


State Security Law Exam
RR
Series 63
Date: 6/2/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


GC
GENERATIONAL CAPITAL MARKETS INC.
GENERATIONAL CAPITAL MARKETS INC. | ZURICH CAPITAL PARTNERS, INC

CRD#: 145869 / SEC#: , 8-67761

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
3400 N. Central Expressway Suite 100, Richardson, TX 75082
Mailing Address
3400 N. Central Expressway Suite 100, Richardson, TX 75082
Phone number
(972) 448-1000
Established
Nevada since 08/23/2006
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
GENERATIONAL CAPITAL, LLC.SOLE SHAREHOLDER
HECKERT, CHRISTOPHER FRANKSUPERVISING PRINCIPAL4734607
HOFSTADTER, BRENEN MICHAELPRESIDENT, SUPERVISING PRINCIPAL AND CHIEF COMPLIANCE OFFICER4296591
STERLING, DONALD WILLIAMFINOP/CFO/PFO/POO1192425

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GENERATIONAL CAPITAL MARKETS INC.

CRD#: 145869Richardson, TX 75082

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