Marilyn A. Snodell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marilyn Anne Snodell, who also goes by Marilyn Anne Snodellgriffing, was a registered financial advisor .
Marilyn is a previously registered financial advisor and started their career in finance in 1981. Marilyn had worked at 7 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 2004 - August 14, 2007
GUNNALLEN FINANCIAL, INC
October 4, 2001 - August 14, 2007
GUNNALLEN FINANCIAL, INC
January 12, 1995 - October 10, 2001
FAS WEALTH MANAGEMENT SERVICES, INC.
April 15, 1991 - December 31, 1994
DONNELLAN HAYLETT & CO., INC.
May 16, 1990 - February 8, 1991
DICKINSON & CO.
February 5, 1990 - April 30, 1990
AMERICA NORTHCOAST SECURITIES, INC.
November 10, 1988 - December 17, 1988
OBERWEIS SECURITIES, INC.
August 18, 1981 - March 16, 1988
GLOBE SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/22/1970
Registered Representative ExaminationCurrent Firm
GUNNALLEN FINANCIAL, INC
CRD#: 17609 / SEC#: , 8-35508
Contact information
Documents
Disclosures
| Regulatory Event | 17 |
| Arbitration | 13 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
