Hyman J. Schwartz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hyman Jason Schwartz, who also goes by Hyman J Schwartz, Jason Schwartz, Hyman Jason Schwartz, was a registered financial advisor .
Hyman is a previously registered financial advisor and started their career in finance in 2000. Hyman had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 57, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2024 - July 7, 2025
T3 TRADING GROUP, LLC
March 2, 2021 - August 22, 2023
AVATAR SECURITIES, LLC
December 6, 2016 - September 12, 2019
AVATAR SECURITIES, LLC
March 26, 2012 - March 22, 2013
WORLD FIRST FINANCIAL SERVICES, INC.
April 24, 2008 - July 27, 2010
MONARCH FINANCIAL CORPORATION OF AMERICA
March 25, 2008 - April 18, 2008
TD AMERITRADE, INC.
March 25, 2008 - April 18, 2008
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
March 3, 2008 - April 18, 2008
TD AMERITRADE, INC.
September 9, 2004 - April 6, 2006
MONARCH FINANCIAL CORPORATION OF AMERICA
June 13, 2002 - September 25, 2002
EASTBROOK CAPITAL GROUP LLC
November 13, 2000 - October 23, 2001
PRIME CHARTER LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/30/2008
Limited Representative-Equity Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
