David N. Snider
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Norwood Snider was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1970. David had worked at 3 firms and has passed the Series 3, Series 1, Series 4, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 1974 - July 17, 1989
SNIDER-LUND SECURITIES, INC.
March 7, 1973 - September 28, 1974
THOMAS HILL & CO
April 10, 1970 - April 18, 1973
SCHNEIDER, BERNET & HICKMAN, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 12/16/1963
Registered Representative ExaminationF04
Date: 7/30/1974
Financial Principal ExaminationSeries 00
Date: 6/18/1974
General Securities Principal ExaminationCurrent Firm
SNIDER-LUND SECURITIES, INC.
CRD#: 6734 / SEC#: , 8-18063
Contact information
Documents
Red Flags
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