John L. Salvador
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Lawrence Salvador was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2001. John had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 2011 - February 28, 2012
IAA FINANCIAL LLC
July 8, 2011 - September 23, 2011
J.D. NICHOLAS & ASSOCIATES, INC.
December 20, 2010 - April 11, 2011
CAPE SECURITIES INC.
August 26, 2010 - December 20, 2010
AVALON PARTNERS, INC.
April 7, 2010 - August 24, 2010
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
August 14, 2006 - November 16, 2009
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
June 16, 2006 - August 3, 2006
J.W. COLE FINANCIAL, INC.
June 28, 2004 - June 20, 2006
J.P. TURNER & COMPANY, L.L.C.
October 7, 2002 - December 31, 2002
MILESTONE FINANCIAL SERVICES, INC.
March 12, 2001 - June 17, 2002
KIMBERLY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IAA FINANCIAL LLC
CRD#: 6578 / SEC#: , 8-18463
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
