Cristina H. Baldim

KAWA CAPITAL MANAGEMENT

Hallandale Beach, FL 33009

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CRD#: 4295261

Professional summary

Cristina Hartmann Baldim, who also goes by Cristina H. Baldim, is a registered financial advisor currently at KAWA CAPITAL MANAGEMENT, INC. located in Hallandale Beach, Florida.

Cristina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Cristina has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cristina H. Baldim

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cristina Hartmann Baldim's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 13, 2012 - Present

KAWA CAPITAL MANAGEMENT, INC.

Office #1: 1010 South Federal Highway Suite 2900, Hallandale Beach, FL 33009

RIA

CRD#: 157780

Hallandale Beach, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KAWA CAPITAL MANAGEMENT, INC.

KAWA CANADIAN PREFERRED MANAGER, LLC (RELYING ADVISER) | KAWA SBA OPPORTUNITIES MANAGER, LLC (RELYING ADVISER) | KAWA CAPITAL PARTNERS LLC (RELYING ADVISER) | KAWA CAPITAL MANAGEMENT, INC.

CRD#: 157780 / SEC#: 801-72771

RIA

Registered Investment Advisory firm - (10/7/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/13/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/9/2011

Uniform Investment Adviser Law Examination

Current Firm

KAWA CAPITAL MANAGEMENT, INC.

KAWA CANADIAN PREFERRED MANAGER, LLC (RELYING ADVISER) | KAWA SBA OPPORTUNITIES MANAGER, LLC (RELYING ADVISER) | KAWA CAPITAL PARTNERS LLC (RELYING ADVISER) | KAWA CAPITAL MANAGEMENT, INC.

CRD#: 157780 / SEC#: 801-72771

RIA

Registered Investment Advisory firm - (10/7/2011 Approved)

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Contact information

Main Address

1010 South Federal Highway Suite 2900, Hallandale Beach, FL 33009

Mailing Address

Phone number

(305) 560-5200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KAWA CAPITAL MANAGEMENT, INC. FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	62
AUM (Assets Under Management)	$ 3,015,309,475

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Cristina H. Baldim

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cristina Hartmann Baldim's CRS (Customer Relationship Summary).

Certified licenses

Experience

KAWA CAPITAL MANAGEMENT, INC.

Primary Firm SEC Registration

KAWA CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/9/2011

Current Firm

KAWA CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KAWA CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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