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WS

William T. Self

Some features on this profile are disabled
CRD#: 4295200
WS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Timothy Self, who also goes by Tim Self, was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 2000. William had worked at 12 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Tim Self

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Registered Representative may be coded as employee of parent or an affiliate of the parent. The employee may also have various roles for the Firm's affiliates including but not limited to Board positions, please refer to Item 12, employment section, of the U4 for information. Hours may vary as dictated by corporate needs.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 27, 2022 - December 31, 2024

STONEX OUTSOURCED SERVICES LLC

BD
CRD#: 30773
PARK CITY, UT
Past

July 27, 2022 - April 14, 2025

STONEX FINANCIAL INC.

BD
CRD#: 45993
BIRMINGHAM, AL
Past

February 28, 2020 - April 14, 2025

STONEX ADVISORS INC.

RIA
CRD#: 174182
BIRMINGHAM, AL
Past

January 23, 2020 - April 14, 2025

STONEX SECURITIES INC.

BD
CRD#: 18456
Birmingham, AL
Past

August 30, 2012 - January 22, 2020

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA
CRD#: 15708
BIRMINGHAM, AL
Past

August 28, 2012 - January 22, 2020

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BD
CRD#: 15708
BIRMINGHAM, AL
Past

October 26, 2011 - August 23, 2012

ALLSTATE FINANCIAL ADVISORS, LLC

RIA
CRD#: 109524
DECATUR, AL
Past

October 26, 2011 - August 23, 2012

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
DECATUR, AL
Past

January 4, 2010 - October 26, 2011

VOYA FINANCIAL ADVISORS, INC.

RIA
CRD#: 2882
MUSCLE SHOALS, AL
Past

October 27, 2009 - October 26, 2011

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
MUSCLE SHOALS, AL
Past

October 30, 2008 - September 2, 2009

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
MUSCLE SHOALS, AL
Past

June 22, 2007 - September 2, 2009

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
MUSCLE SHOALS, AL
Past

August 4, 2003 - June 28, 2007

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
MUSCLE SHOALS, AL
Past

August 4, 2003 - June 28, 2007

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
MUSCLE SHOALS, AL
Past

December 7, 2000 - October 2, 2003

EQUITY SERVICES, INC.

BD
CRD#: 265
MONTPELIER, VT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/16/2001
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/5/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/5/2006
General Securities Principal Examination

Current Firm

SO
STONEX OUTSOURCED SERVICES LLC
CRESSMAN ESSER SECURITIES LLC | STONEX OUTSOURCED SERVICES LLC | MARIANA CAPITAL USA, LLC | INTL FILLMORE ADVISORS LLC | FILLMORE ADVISORS, LLC | FILLMORE ADVISOR, LLC | CRESSMAN ESSER SECURITIES, INC.

CRD#: 30773 / SEC#: , 8-45150

BD
Terminated by SEC on 03/25/2025
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 12/30/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
CAPLAN, ANDREW BOGENPRESIDENT/CHIEF EXECUTIVE OFFICER4235343
OLSSON, JAMES MARTINCCO/CHIEF OPERATING OFFICER/PRINCIPAL OPERATIONS OFFICER6331790

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STONEX OUTSOURCED SERVICES LLC

CRD#: 30773

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