John C. Beynon
STIFEL INDEPENDENT ADVISORS
Hunt Valley, MD 21031
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CRD#: 4295058
Professional summary
John Clark Beynon, CFP® is a registered financial advisor currently at STIFEL INDEPENDENT ADVISORS, LLC located in Hunt Valley, Maryland.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. John has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Beynon Family LTD Partnership LLP; 13702 Manda Ln, Phoenix, MD 21131; This entity holds one commercial real estate property; General Partner; 11/14/2000; 0 Hours per Day; Not during securities trading hours; Investment-Related. 2. Beynon Brothers Holding Co.; 13702 Manda Ln, Phoenix, MD 21131; Family estate and wealth planning entity; Partner; Family asset management; 10/31/2000; 0 Hours per Day; Not during securities trading hours; Investment-Related. 3. Beynon Grandchildren LLC; 13702 Manda Mill Lane Phoenix MD 21131; Investment account; Trustee; Account management; 10/10/2022; 2.00hrs/month; During securities trading hours; Investment-Related
CRS (Client Relationship Summary) - RIA
Click below to view John Clark Beynon's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Clark Beynon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
October 10, 2022 - Present
STIFEL INDEPENDENT ADVISORS, LLC
Office #1: 11350 Mccormick Road Executive Plaza Iii, Suite 100, Hunt Valley, MD 21031RIA
BD
CRD#: 28218
Hunt Valley, MD
Current
October 10, 2022 - Present
STIFEL INDEPENDENT ADVISORS, LLC
Office #1: 11350 Mccormick Road Executive Plaza Iii, Suite 100, Hunt Valley, MD 21031RIA
BD
CRD#: 28218
Hunt Valley, MD
Past
March 13, 2009 - October 25, 2022
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
HUNT VALLEY, MD
Past
March 13, 2009 - October 25, 2022
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
HUNT VALLEY, MD
Past
November 14, 2002 - March 13, 2009
FERRIS, BAKER WATTS, LLC
RIA
CRD#: 285
HUNT VALLEY, MD
Past
February 7, 2001 - March 13, 2009
FERRIS, BAKER WATTS, LLC
BD
CRD#: 285
HUNT VALLEY, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
STIFEL INDEPENDENT ADVISORS, LLC
CENTURY SECURITIES ASSOCIATES INC | STIFEL INDEPENDENT ADVISORS, LLC | CENTURY SECURITIES ASSOCIATES, INC.
CRD#: 28218 / SEC#: 801-43561, 8-43514
RIA
Registered Investment Advisory firm - SEC (3/19/1993 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/10/2022)
RR
Colorado(10/10/2022)
RR
Delaware(10/10/2022)
RR
District of Columbia(10/10/2022)
RR
Florida(10/10/2022)
RR
Georgia(10/10/2022)
RR
Illinois(10/10/2022)
RR
Kentucky(10/10/2022)
RR
Maryland(10/10/2022)
IAR
Maryland(10/10/2022)
RR
New Jersey(10/10/2022)
RR
New York(1/5/2024)
RR
North Carolina(10/10/2022)
RR
Pennsylvania(10/10/2022)
RR
Tennessee(10/10/2022)
IAR
Texas(10/10/2022)
RR
Texas(2/14/2024)
RR
Virginia(10/10/2022)
RR
Washington(10/10/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SI
STIFEL INDEPENDENT ADVISORS, LLC
CENTURY SECURITIES ASSOCIATES INC | STIFEL INDEPENDENT ADVISORS, LLC | CENTURY SECURITIES ASSOCIATES, INC.
CRD#: 28218 / SEC#: 801-43561, 8-43514
RIA
Registered Investment Advisory firm - SEC (3/19/1993 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
One Financial Plaza 501 North Broadway, St Louis, MO 63102
Mailing Address
One Financial Plaza 501 North Broadway, St. Louis, MO 63102
Phone number
(314) 342-4051
Established
Missouri since 05/24/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
206
SEC notice filing (49 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STIFEL FINANCIAL CORP. | OWNER-HOLDING COMPANY OWNING 100% | |
| KRUSZEWSKI, RONALD JAMES | CHAIRMAN, STIFEL FINANCIAL | 1434827 |
| BRAUTIGAM, ALLEN COR | PRESIDENT AND CEO | 2400179 |
| BRIGHT, GEOFFREY CLYDE JR | CHIEF COMPLIANCE OFFICER | 4696103 |
| DODSON, CHARLES EDWARD | CCO-ADVISORY SERVICES | 1744430 |
| FISHER, MARK PHILIP | GENERAL COUNSEL | 4970942 |
| MELINGER, ADAM SCOTT | ROSFP | 2373020 |
| NOLL, DOUGLAS WAYNE | PRINCIPAL OPERATIONS OFFICER | 1614129 |
| ROWAN, JAMES FRANCIS | PRINCIPAL FINANCIAL OFFICER | 1976998 |
| ZEMLYAK, JAMES MARK | MANAGER, BOARD OF MANAGERS | 1586132 |
Regulatory assets under management
| Total Number of Accounts | 11,648 |
| AUM (Assets Under Management) | $ 4,379,138,273 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2024 | ||
| 09/28/2023 | ||
| 11/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STIFEL INDEPENDENT ADVISORS, LLC
CRD#: 28218Hunt Valley, MD 21031TRUST BUT VERIFY
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