Vijay Balasubramanian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vijay Balasubramanian, who also goes by VIjay Swaminathan Balasubramanian, was a registered financial professional .
Vijay is a previously registered financial professional and started their career in finance in 2001. Vijay had worked at 5 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2022 - March 13, 2025
KPMG CORPORATE FINANCE LLC
August 3, 2021 - June 16, 2022
CAPSTONE PARTNERS
January 9, 2018 - August 18, 2020
DELOITTE CORPORATE FINANCE LLC
June 27, 2005 - December 18, 2017
HSBC SECURITIES (USA) INC.
February 23, 2001 - July 8, 2005
KEYBANC CAPITAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Current Firm
KPMG CORPORATE FINANCE LLC
CRD#: 103973 / SEC#: , 8-52462
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
