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KV

Kirk Robert Van Alstyne Mr

EVOLUTION CAPITAL ADVISORS
SEATTLE, WA
·CRD# 4294842·25 years experience

Professional Summary

Kirk Robert Van Alstyne MR is a registered financial advisor currently at EVOLUTION CAPITAL ADVISORS, LLC located in Seattle, Washington. Kirk is registered as a RR (Registered Representative) and started their career in finance in 2000. Kirk has worked at 2 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

EVOLUTION CAPITAL ADVISORS, LLC·CRD# 137738
BD
1. 1201 3rd Ave Ste 2200, Seattle, WA 981012. 1201 3rd Ave Ste 2200, Seattle, WA 98101
March 28, 2006 - Present
CASCADIA CAPITAL, LLC·CRD# 101020
BD
Seattle, WA
December 5, 2000 - March 28, 2006

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Current Firm

EC
EVOLUTION CAPITAL ADVISORS, LLC

EVOLUTION CAPITAL ADVISORS, LLC

CRD#: 137738 / SEC#: 8-67110
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

1201 3rd Ave Ste 2200, Seattle, WA 98101

Mailing Address

1201 3rd Ave Ste 2200, Seattle, WA 98101

Phone Number

(206) 617-9107

Established

Washington since 09/14/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (6 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
HARTZELL, TROY FRANCISPRESIDENT & CHIEF COMPLIANCE OFFICER4436349
VAN ALSTYNE, KIRK ROBERT MRMANAGING PARTNER & FIN-OP4294842

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(3/29/2006)
RR
Colorado
(4/17/2006)
RR
Massachusetts
(4/13/2006)
RR
New York
(4/27/2006)
RR
Oregon
(3/29/2006)
RR
Washington
(3/28/2006)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2001About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2000About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Feb 2006About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Nov 2005About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Kirk Robert Van Alstyne MR's CRS (Customer Relationship Summary).

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