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KV

Kirk R. Van Alstyne

EVOLUTION CAPITAL ADVISORS
SEATTLE, WA 98101
Some features on this profile are disabled
CRD#: 4294842
KV

Professional summary

Kirk Robert Van Alstyne MR is a registered financial professional currently at EVOLUTION CAPITAL ADVISORS, LLC located in Seattle, Washington.

Kirk is registered as a RR (Registered Representative) and started their career in finance in 2000. Kirk has worked at 2 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kirk Robert Van Alstyne MR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 28, 2006 - Present

EVOLUTION CAPITAL ADVISORS, LLC

Office #1: 1201 3rd Ave Ste 2200, Seattle, WA 98101Office #2: 1201 3rd Ave Ste 2200, Seattle, WA 98101
BD
CRD#: 137738
SEATTLE, WA
Past

December 5, 2000 - March 28, 2006

CASCADIA CAPITAL, LLC

BD
CRD#: 101020
SEATTLE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/29/2006)
RR
Colorado
(4/17/2006)
RR
Massachusetts
(4/13/2006)
RR
New York
(4/27/2006)
RR
Oregon
(3/29/2006)
RR
Washington
(3/28/2006)

Exams

State Security Law Exam
RR
Series 63
Date: 4/2/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/4/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 2/9/2006
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/2/2005
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

EC
EVOLUTION CAPITAL ADVISORS, LLC
EVOLUTION CAPITAL ADVISORS, LLC

CRD#: 137738 / SEC#: , 8-67110

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
1201 3rd Ave Ste 2200, Seattle, WA 98101
Mailing Address
1201 3rd Ave Ste 2200, Seattle, WA 98101
Phone number
(206) 617-9107
Established
Washington since 09/14/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
HARTZELL, TROY FRANCISPRESIDENT & CHIEF COMPLIANCE OFFICER4436349
VAN ALSTYNE, KIRK ROBERT MRMANAGING PARTNER & FIN-OP4294842

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EVOLUTION CAPITAL ADVISORS, LLC

CRD#: 137738Seattle, WA 98101

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