Deborah L. Hunt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deborah Lee Hunt, who also goes by Debbie Hunt, Deborah Lee Uherek Mrs, was a registered financial professional .
Deborah is a previously registered financial professional and started their career in finance in 2001. Deborah had worked at 9 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2023 - August 1, 2025
GROVE POINT INVESTMENTS, LLC
October 23, 2023 - August 1, 2025
WESTERN INTERNATIONAL SECURITIES, INC.
October 23, 2023 - August 1, 2025
SORRENTO PACIFIC FINANCIAL, LLC
October 23, 2023 - August 1, 2025
SCF SECURITIES, INC.
October 23, 2023 - August 1, 2025
CUSO FINANCIAL SERVICES, L.P.
October 23, 2023 - August 1, 2025
CADARET, GRANT & CO., INC.
April 5, 2016 - August 1, 2025
NEXT FINANCIAL GROUP, INC.
July 22, 2014 - August 1, 2025
NEXT FINANCIAL GROUP, INC.
September 11, 2009 - May 20, 2013
NEXT FINANCIAL GROUP, INC.
May 11, 2004 - March 13, 2009
KESTRA INVESTMENT SERVICES, LLC
December 5, 2001 - October 29, 2002
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
