Gary W. Smyth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary William Smyth was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1969. Gary had worked at 11 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 1998 - December 12, 2006
FIRST BROKERS SECURITIES LLC
September 4, 1997 - April 21, 1998
ATLANTIC GROUP SECURITIES, INC.
April 10, 1997 - August 29, 1997
RICKEL & ASSOCIATES, INC.
June 21, 1995 - May 16, 1997
FIRST INTERREGIONAL EQUITY CORP.
July 30, 1993 - May 23, 1995
FIRST MONTAUK SECURITIES CORP.
June 24, 1985 - July 23, 1993
GOLDEN HARRIS CAPITAL GROUP, INC.
September 13, 1983 - April 10, 1985
BEVILL, BRESLER & SCHULMAN INCORPORATED
May 29, 1980 - July 19, 1983
HANAUER, STERN & COMPANY,INCORPORATED
March 28, 1973 - August 5, 1979
NATIVE NATIONS SECURITIES, INC.
February 22, 1971 - May 10, 1973
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
April 2, 1969 - May 12, 1971
GOODBODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/31/1969
Registered Representative ExaminationCurrent Firm
FIRST BROKERS SECURITIES LLC
CRD#: 27369 / SEC#: , 8-43035
Contact information
FINRA licenses (7 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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