John D. Cooper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Downey Cooper, who also goes by John Downey Cooper II, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2000. John had worked at 5 firms and has passed the Series 66, Series 79, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 2012 - July 9, 2013
EDGEVIEW CAPITAL SECURITIES, LLC
August 13, 2010 - April 4, 2012
WELLS FARGO SECURITIES, LLC
June 9, 2009 - July 20, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 12, 2006 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
December 4, 2000 - July 13, 2006
TRIANGLE SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
EDGEVIEW CAPITAL SECURITIES, LLC
CRD#: 154187 / SEC#: , 8-68613
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
