Mary H. Marshall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Holloman Marshall, who also goes by Mary Holloman, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 2000. Mary had worked at 5 firms and has passed the Series 66, Series 7 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2010 - August 7, 2013
SILVER BRIDGE
September 27, 2005 - September 18, 2007
SECURITIES AMERICA, INC.
March 8, 2002 - December 23, 2010
H&S FINANCIAL ADVISORS LLC
February 4, 2002 - September 27, 2006
H&S SECURITIES, LLC
December 5, 2000 - October 5, 2005
CAP PRO BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 8/7/2001
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
SILVER BRIDGE
CRD#: 105194 / SEC#: 801-31346
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
