JY
Jay E. Young
VERGENCE INSTITUTIONAL PARTNERS LLC
Providence, RI
Some features on this profile are disabled
CRD#: 4294372
JY
Professional summary
Jay Eric Young is a registered financial advisor currently at VERGENCE INSTITUTIONAL PARTNERS LLC located in Providence, Rhode Island.
Jay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Jay has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.JL AUDIO LLC DBA PRODIGY. NON-INVESTMENT RELATED. 877 SEVEN OAKS BLVD., #540, SMYRNA, TN 37167. NATURE OF BUSINESS: AUDIO/VIDEO INTEGRATION. RELATIONSHIP: MINORITY, NON-MANAGING LLC MEMBER. START DATE: 1/1/2018. HOURS WORKED/MONTH: 0. HOURS DURING TRADING: 0. DUTIES: N/A. 2.JAY YOUNG FARM. NON-INVESTMENT RELATED. 7064 STATE ROUTE 94E, MURRAY, KY 42071. NATURE OF BUSINESS: FARMLAND LESSOR. RELATIONSHIP: SOLE PROPRIETOR. START DATE: 1/1/2007. HOURS WORKED/MONTH: 5. HOURS DURING TRADING: 0. DUTIES: PROPERTY MAINTENANCE. 3. MGC INVESTOR GROUP, LLC. NON-INVESTMENT RELATED. 2200 COLLEGE FARM RD., MURRAY, KY 42071. NATURE OF BUSINESS: OWNERSHIP OF THE MURRAY COUNTRY CLUB, MURRAY, KY. RELATIONSHIP: MINORITY, NON-MANAGING LLC MEMBER. START DATE: 11/13/2018. HOURS WORKED/MONTH: 0. HOURS DURING TRADING: 0. DUTIES: N/A. 4.ASSOCIATE REAL PROPERTY APPRAISER LICENSEE. NON-INVESTMENT RELATED. 7064 STATE ROUTE 94E, MURRAY, KY 42071. NATURE OF BUSINESS: INDEPENDENT CONTRACTOR FOR REAL ESTATE APPRAISING. RELATIONSHIP: SOLE PROPRIETOR. START DATE: 06/01/2017. HOURS WORKED/MONTH: 6 HOURS. HOURS DURING TRADING: 0. DUTIES: REAL PROPERTY APPRAISAL.
CRS (Client Relationship Summary) - RIA
Click below to view Jay Eric Young's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 6, 2019 - Present
VERGENCE INSTITUTIONAL PARTNERS LLC
RIA
CRD#: 301349
Providence, RI
Past
January 6, 2009 - June 11, 2017
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
BRAINTREE, MA
Past
December 3, 2008 - December 4, 2008
VOYA RETIREMENT ADVISORS, LLC
BD
CRD#: 3989
QUINCY, MA
Past
July 9, 2001 - November 25, 2008
VOYA RETIREMENT ADVISORS, LLC
BD
CRD#: 3989
QUINCY, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kentucky(6/13/2025)
IAR
Massachusetts(8/6/2019)
IAR
Michigan(3/17/2020)
IAR
Rhode Island(12/4/2022)
IAR
Tennessee(8/7/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
VI
VERGENCE INSTITUTIONAL PARTNERS LLC
VERGENCE INSTITUTIONAL PARTNERS LLC
CRD#: 301349 / SEC#:
Kentucky
Registered Investment Advisory firm - (6/13/2025 Approved)Massachusetts
Registered Investment Advisory firm - (8/6/2019 Approved)Michigan
Registered Investment Advisory firm - (3/17/2020 Approved)Rhode Island
Registered Investment Advisory firm - (5/4/2022 Approved)Tennessee
Registered Investment Advisory firm - (8/7/2019 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Little Compton, RI
Mailing Address
Phone number
(617) 588-2130
Established
Firm type
Fiscal year end
# of Employees
2
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
