Carl R. Schranz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carl Robert Schranz was a registered financial professional .
Carl is a previously registered financial professional and started their career in finance in 2001. Carl had worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 7, Series 55, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2012 - January 7, 2025
FLEXTRADE LLC
August 5, 2002 - August 27, 2010
MATRIX EXECUTIONS, LLC
May 22, 2001 - May 7, 2002
INTERACTIVE BROKERS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/16/2001
Limited Representative-Equity Trader ExamCurrent Firm
FLEXTRADE LLC
CRD#: 113226 / SEC#: , 8-53309
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
