Robert G. Hamm
Professional summary
Robert Gordon Hamm is a registered financial professional currently at WATERVIEW SECURITIES, INC. located in Dallas, Texas.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2001. Robert has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Gordon Hamm's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 17, 2008 - Present
WATERVIEW SECURITIES, INC.
Office #1: 12770 Coit Road Suite 1218, Dallas, TX 75251Office #2: 12770 Coit Road Suite 1218, Dallas, TX 75251December 15, 2005 - July 10, 2008
CITIGROUP GLOBAL MARKETS INC.
January 22, 2001 - January 18, 2006
CITIGROUP GENEVA CAPITAL STRATEGIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/17/2008)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
WATERVIEW SECURITIES, INC.
CRD#: 147300 / SEC#: , 8-67895
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STARKS, LARRY SCOTT | PRESIDENT & CHIEF COMPLIANCE OFFICER | 4297708 |
Red Flags
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Company Information
WATERVIEW SECURITIES, INC.
CRD#: 147300Dallas, TX 75251TRUST BUT VERIFY
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