Robert S. Boyd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Shepherd Boyd was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2000. Robert had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 55, Series 7, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 13, 2015 - October 17, 2015
BONWICK CAPITAL PARTNERS, LLC
November 1, 2010 - January 15, 2015
GUGGENHEIM SECURITIES, LLC
September 23, 2008 - November 2, 2010
GUGGENHEIM LIQUIDITY SERVICES, LLC
April 22, 2002 - September 11, 2008
COMMERZ MARKETS LLC
January 13, 2001 - April 1, 2002
DEUTSCHE BANK SECURITIES INC.
December 19, 2000 - January 13, 2001
DB ALEX. BROWN LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/15/2009
Limited Representative-Equity Trader ExamCurrent Firm
BONWICK CAPITAL PARTNERS, LLC
CRD#: 156469 / SEC#: , 8-68796
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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