Michael J. Brunelli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael John Brunelli was a registered financial advisor .
Michael is a previously registered financial advisor and started their career in finance in 2002. Michael had worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 2012 - June 12, 2014
BAY FINANCIAL ADVISORS, INC.
May 21, 2012 - June 19, 2014
LPL FINANCIAL LLC
April 30, 2012 - June 19, 2014
LPL FINANCIAL LLC
June 18, 2007 - May 2, 2012
SII INVESTMENTS, INC.
June 15, 2007 - May 2, 2012
SII INVESTMENTS, INC.
January 12, 2007 - June 18, 2007
LEGACY ADVISORY SERVICES, INC.
January 10, 2007 - June 18, 2007
LEGACY FINANCIAL SERVICES, INC.
May 7, 2004 - January 3, 2007
NEW ENGLAND SECURITIES
November 26, 2002 - April 23, 2004
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BAY FINANCIAL ADVISORS, INC.
CRD#: 130576 / SEC#:
Contact information
Red Flags
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