John A. Michalak
Professional summary
John Anthony Michalak is a registered financial advisor currently at CHICAGO INVESTMENT ADVISORY COUNCIL, INC. located in St. Charles, Illinois and J.W. COLE FINANCIAL, INC. located in St. Charles, Illinois.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. John has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Anthony Michalak's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 4, 2011 - Present
CHICAGO INVESTMENT ADVISORY COUNCIL, INC.
Office #1: 1601 E. Main Street Suite 1c, St. Charles, IL 60174January 27, 2011 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 1601 E Main Street Ste 1c, St. Charles, IL 60174January 3, 2001 - February 4, 2011
WADDELL & REED
November 6, 2000 - February 4, 2011
WADDELL & REED
Primary Firm SEC Registration
CHICAGO INVESTMENT ADVISORY COUNCIL, INC.
CRD#: 123243 / SEC#: 801-120969
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/27/2011)
(1/27/2011)
(1/27/2011)
(4/3/2023)
(1/27/2011)
(2/4/2011)
(1/27/2011)
(1/27/2011)
(1/2/2024)
(4/4/2023)
(1/3/2023)
(1/3/2023)
(1/6/2021)
(1/27/2011)
Exams
FINRA
Current Firm
CHICAGO INVESTMENT ADVISORY COUNCIL, INC.
CRD#: 123243 / SEC#: 801-120969
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,600 |
| AUM (Assets Under Management) | $ 190,000,000 |
Red Flags
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